Compliance Assistant Manager/ Manager- $40-60K X 12 recruitment
The Company This brokerage/ securities firm is a market leader with a strong presence in China and is currently looking for an Assistant Manager. This is a great opportunity to work in a stable, reputable and recognised company. The Role Reporting to the Head of Legal Compliance, you are responsible to:Provide support to the business on regulatory compliance matters Promote compliance awareness and compliance culture of the Group including development and delivery of compliance trainings Implement action plans, in particular to brokerage and investment bank businesses Staff dealing monitoring Read more […]
Compliance Assistant Manager/ Manager recruitment
AML• Assist in implementing the AML/CFT policies and procedures; • Provide AML/CFT trainings to aware the stakeholders of their AML/CFT obligations and responsibilities; • Analyze and review suspicious transactions for reporting to local authority and law enforcement agencies; • Assist team in implementing new initiatives or projects; • Provide advice on AML/CFT matters to internal departments Regulatory• To actively keep abreast of regulatory and market changes in order to provide expert advice on the interpretation of local regulatory requirements and development of appropriate Read more […]