Compliance Assistant Manager/ Manager- $40-60K X 12 recruitment

The Company This brokerage/ securities firm is a market leader with a strong presence in China and is currently looking for an Assistant Manager. This is a great opportunity to work in a stable, reputable and recognised company. The Role Reporting to the Head of Legal Compliance, you are responsible to:Provide support to the business on regulatory compliance matters Promote compliance awareness and compliance culture of the Group including development and delivery of compliance trainings Implement action plans, in particular to brokerage and investment bank businesses Staff dealing monitoring Read more […]

June 30, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Compliance Assistant Manager/ Manager- $40-60K X 12 recruitment