Compliance Manager recruitment
The role will be responsible in assisting the Group Compliance Manager in all corporate governance and regulatory compliance matters pertaining to the Group. Providing research in regulatory compliance matters, notably regulatory requirements in the different jurisdictions where the Group operates and does business and ensuring compliance with all applicable laws and regulations in the jurisdictions.To succeed in this role you will require the following demonstrable skills and attributes:Good degree in finance, business administration or accounting, from a recognised universityAt least 8 years Read more […]
Compliance Manager recruitment
There is a fantastic opportunity available for Compliance professional to join a financial services client in Edinburgh on a permanent basis. As a Compliance Manager, you will be responsible for designing, implementing and maintaining the regulatory compliance approach in line with the company’s risk management framework.This is an exciting role as the chosen individual will have a wide business remit dealing at all levels across the company. You will provide support to key business stakeholders in implementing company regulatory compliance policies and processes. You will also assist in managing Read more […]
COMPLIANCE MANAGER recruitment
This multinational banking institution provides investment banking, retail banking, private banking and risk management services throughout its global markets business.This role primarily exists to provide compliance advice to the equity derivatives team.You will provide advice to the equity derivatives team on internal bank policy requirements and be responsible in maintaining compliance policies and procedures. You will review manuals and compliance notices ensuring they are properly revised or updated when necessary. You will also issue new policies and procedures in line with regulatory or Read more […]
Compliance Manager recruitment
Key Responsibilities• Provide compliance advisory support to General Banking monitoring of all business units and support units for the Bank • Provide support to business and supporting units in the development, implementation and regular review of policies and procedures for their operations with due regard to all applicable regulatory requirements • Advise management on compliance issues and potential impact of regulatory trends and developments • Perform compliance monitoring program on the Bank’s various activities and undertake investigations into any suspicious transactions Read more […]
Wealth Management, Compliance Manager recruitment
Our client is one of the leading investment banks in the world and is looking for a seasoned Compliance professional to provide advice to their Wealth Management businessThe RoleReporting to the Head of Compliance, you will be fully responsible for:• Providing general advisory services to the wealth management business• Enhancing the bank’s control standards and processes• Implementing compliance control programs relating to various risk areas such as cross border and investment suitability• Ensuring the bank’s compliance risk are identified through the assessment of regulatory Read more […]
Compliance Manager recruitment
Responsibilities •Provide compliance advisory support to General Banking monitoring of all business units and support units for the Bank • Provide support to business and supporting units in the development, implementation and regular review of policies and procedures for their operations with due regard to all applicable regulatory requirements • Advise management on compliance issues and potential impact of regulatory trends and developments • Perform compliance monitoring program on the Bank’s various activities and undertake investigations Read more […]
Compliance Manager recruitment
An outstanding opportunity exists for an experienced Compliance Manager to join a leader within the Super Industry. This is a good opportunity to expand and grow your career in a key role within the organisation. As the Compliance Manager you will get involved in the following functions; Maintain and improve the overall compliance processes across the business Oversee and manage the regulatory requirements across the business. Assisting in the Developing and enhancing the compliance framework Manage the risk reporting and incident management reporting Liaising with key stakeholders across the Read more […]
Compliance Manager recruitment
Roles/ResponsibilitiesEnsure company and its policies are in compliance with relevant laws, statutory regulations requirement.Handling the application of necessary government licenses for company’s business operations.Responsible for guiding and monitoring the Finance Operation department.Perform compliance monitoring.Ensure effective corporate governance is in place.Maintain good relationships with all areas of the businessRequired skillStrong knowledge and understanding of relevant rules and legislations (FSA).Real Estate Brokerage License holderNative Japanese language skills and business Read more […]
COMPLIANCE MANAGER recruitment
The Compliance manager will be responsible for leading the design, implementation and maintenance of the regulatory compliance approach (including FSA, AML and DPA compliance) in line with the Company’s risk management framework, business plan and regulatory environment. This includes developing detailed regulatory compliance policies and processes and working with the business to facilitate the understanding and embedding of these within the Company.The Compliance manger will be responsible for scoping and agreeing the annual monitoring programme and for reporting the outcome of this activity Read more […]
COMPLIANCE MANAGER* recruitment
Notre client, groupe international (CA 3Md$) spécialisé dans la conception d’équipements industriels à forte valeur ajoutée, recherche son/sa Compliance Manager*.Rattaché(e) au Directeur Administratif et Financier EMEA, votre rôle est d’assurer le respect de l’ensemble des normes, règles, procédures du Groupe au sein de votre périmètre (environ 1MdE). A ce titre, vos principales responsabilités sont les suivantes :- Assurer le respect et la bonne application des procédures relatives à la loi Sarbanes-Oxley au sein de la zone EMEA ;- Sensibiliser et former l’ensemble des employés Read more […]