Compliance Monitoring Manager recruitment
You will work with the Compliance Monitoring Manager to deliver assigned Compliance Monitoring reviews to the agreed standard and ensure that the Compliance Monitoring Plan is delivered to the required quality; And also work with Compliance Monitoring Manager and team to review the process through which the Compliance Monitoring plan is delivered to ensure that the requirements of all stakeholders are met; Responsibilities • Delivery of the compliance monitoring plan; • Delivery of the assigned elements of the monitoring plan, providing the scope to the business within an agreed Read more […]
Compliance Monitoring Manager recruitment
Within the role you will be responsible for driving the monitoring activity and ensure all business units are monitored on an ongoing basis. You require a wealth of knowledge within the FSA regulations to interpret and test using a defined methodology.Some of the responsibilities include:Enhance the current Compliance Monitoring programExecute and develop the existing Compliance Monitoring Programme and implement a programme of continuous assessment with business units.Develop the Compliance Monitoring Program to monitor activitiesContinuous monitoring and testing against the plan to ensure that Read more […]
Compliance Monitoring Manager recruitment
Working for a leading Investment firm, Reporting to the Head of Regulatory Risk Compliance, the Compliance Monitoring Manager will be responsible for establishing and operating a comprehensive monitoring programme for compliance within FSA regulations and guidance and in accordance with the annual compliance plan governing and all associated companies and relevant outsourcers.Key Responsibilities will include:Maintaining the compliance risk universe and developing the monitoring plan for approval by the Head of Team, ensuring efficient utilisation of available resources.Arranging for Terms of Read more […]
Compliance Monitoring Manager recruitment
Our client is a specialist Asset Manager with AUM in excess of £140bn across the asset classes. They are looking for a Compliance Manager to lead monitoring across the institution, manage a small team and deputise for the Chief Compliance Officer.Your main responsibilities are:• Overseeing the delivery of the risk based monitoring plans through regular compliance functional and desk based reviews, covering all aspects of operations, including outsourced activities.• Developing, maintaining and implementing the compliance monitoring plans and programme.• Reviewing and completeness and Read more […]
Compliance: monitoring manager recruitment
Role As a senior compliance officer you are responsible for monitoring the overall compliance of the business units in accordance with the local and international regulations. You are a direct report to the head of the compliance.- Monitoring compliance — collecting and analyzing information on the compliance status of the various business lines;- Detect and correct violations; Provide evidence to support enforcement actions.- Evaluate program progress by establishing compliance status; develop Self-monitoring, and self-reporting by the regulated community.Profile : University degree, Read more […]
Compliance Monitoring Manager recruitment
Join Santander and you’ll become a vital part of a business built on the outstanding service provided to our customers, as well as the award-winning products we offer. We’re one of the fastest growing banks in the UK and that is down to our people. And we recognise that as we help you develop your career you’ll be doing the same for our business. We are currently looking to hire a Compliance Monitoring Manager who will be responsible for conducting compliance reviews within Santander Global Banking and Markets London, Santander Corporate Bank and Banco Santander (London). In this role you will Read more […]