Compliance Officer – Office Based in Switzerland recruitment
My client is a top-tier Swiss bank currently looking for a high-calibre compliance specialist with 3-7 years experience. As a well established name, the client offers an excellent opportunity to join their expanding team. As a successful candidate you should have a focus on general compliance in private banking and be senior enough to be a sound decision-maker. The ability to speak both German and English is vital as well as a Swiss Law degree.This is an excellent opportunity to join an organization where you will be part of an entrepreneurial and idea driven team. You should be fully qualified Read more […]
COMPLIANCE OFFICER – HEDGE FUND recruitment
COMPLIANCE OFFICER – HEDGE FUND – LONDONA leading international hedge fund is seeking an experienced Compliance Officer to join their team in London. The successful candidate will be working closely with the Head of Compliance, the sen ior manager and IT to ensure compliance across the business.Responsibilities:Daily monitoring of long and short position disclosures for global jurisdictionsWork closely with IT on automation projects for daily monitoringMonitoring short selling rule developmentsDaily review of trade ideas from brokersGlobal training for firmAssist on PA dealing approvals processTrain Read more […]
Compliance Officer – Zurich recruitment
My client is a top-tier Swiss bank currently looking for a high-calibre compliance specialist with 3-7 years experience. As a well established name, the client offers an excellent opportunity to join their expanding team. As a successful candidate you should have a focus on general compliance in private banking and be senior enough to be a sound decision-maker. The ability to speak both German and English is vital as well as a Swiss Law degree.This is an excellent opportunity to join an organization where you will be part of an entrepreneurial and idea driven team. You should be fully qualified Read more […]
Compliance Officer – Marine recruitment
This is a great opportunity for an experienced Business Unit Compliance Officer, to partner with the highly successful Global Specialties division within a leading global insurance broker. You will be sitting with the business and taking ownership for all Compliance matters – applicable regulation, internal policy, and procedures – across the Business Unit –in the UK and with some international involvement. Responsibilities: Develop and implement business-specific Compliance strategy and plansCommunicate compliance policy and procedures to Business Unit Associates.Work with Read more […]
AVP, Compliance Officer – Private Equity recruitment
Due to expansion plans and the vision to develop Singapore into the regional hub for APAC, my client is looking for a dedicated headcount to be based in Singapore to lead their compliance function in the region. As the key compliance contact in Singapore, the Compliance Officer supports the firm by monitoring and assuring continuous compliance with Singapore rules and regulations. The candidate is specifically responsible for: corporate housekeeping for Asia contract review for Asia marketing materials review for Asia providing assistance with Australia compliance The successful candidate should Read more […]
Compliance Officer – Insurance Broking recruitment
This well established Insurance Broking firm are seeking a Compliance professional to join their existing team.Supporting the Head of Compliance, you will undertake a broad and varied compliance role with an International focus. This is a highly commercial role and as such you will be involved in working proactively with the business. You will play a key role in providing advice and guidance on Compliance and Regulatory requirements, as well as, setting and embedding relevant policies and procedures. Ensuring the business is updated and aware of new and upcoming regulation which could impact the Read more […]
Switzerland – Compliance Officer – Based in Zurich recruitment
My client is a top-tier Swiss bank currently looking for a high-calibre compliance specialist with 3-7 years experience. As a well established name, the client offers an excellent opportunity to join their expanding team. As a successful candidate you should have a focus on general compliance in private banking and be senior enough to be a sound decision-maker. The ability to speak both German and English is vital as well as a Swiss Law degree.This is an excellent opportunity to join an organization where you will be part of an entrepreneurial and idea driven team. You should be fully qualified Read more […]
Compliance Officer – Brussels recruitment
A Compliance Officer is sought by my client, a Fortune 500 business based in Brussels. This is a broad and varied compliance role, reporting directly to the Head of Compliance for EMEA. The candidate will operate in an autonomous manner and will be involved in all day-to-day compliance matters in a hands-on and proactive manner. The compliance officer will: – Proactively identify operational and financial Risks and propose adequate and efficient controls to mitigate practices; – Maintain the local compliance strategy and promote within the team;- Optimise the business processes and operations through Read more […]
Compliance Officer, Fixed Income recruitment
Global Banking Markets (GBM) is the arm of the RBS Group that delivers financing, investing and risk management solutions to large corporations, financial institutions and governments around the world. You will be a floor-based advisory Compliance Officer with prime responsibility for supporting Treasury businesses within the Markets business in UK and offshore (Jersey, Guernsey, Isle of Man, Gibraltar), and other related areas within GBM. You will have strong experience in a Markets environment, with knowledge of applicable local banking and financial services laws, rules and regulations, Read more […]
Compliance Officer – Maternity Cover recruitment
A prestigious Asset Management Firm based in the West End is looking for a Compliance Officer to provide day to day general support within a team of 3. Primarily there is an institutional focus for segregated and pooled fund professional clients and final distributors in relation to compliance matters. The role is a maternity cover and will be a fixed term contract initially for 6 months. The role will include, but not be limited to: – Compliance monitoring using Charles River – Providing proactive advice and guidance to the business regarding compliance with policies and procedures including Read more […]