Project Manager – Compliance recruitment
A Global Energy giant are seeking an experienced programme manager to manage and implement the regulatory compliance agenda for their trading business. This is a fantastic business, leaders in their field.To be clear this is essentially not a compliance role, your purpose is to work one to one with the global head of compliance in the coordination and steering of overarching compliance projects and planning for the compliance function.Typical duties will include –Providing strategic advice (as opposed to regulatory advice) to key figures within the compliance function, managing the functions Read more […]
Project Manager – Compliance recruitment
Project Manager – Compliance – Financial ServicesOur client a leading financial services organisation based Peterborough are currently looking for a Project Manager to ensure timely and compliant delivery of all Regulatory and Key change projects across the business.The successful Project Manager must have a financial services background and recent compliance experience along with stakeholder management.Main responsibilities:- To ensure full visibility of regulatory and key business change, and to ensure all change is compliant and meets FSA, regulatory and legal requirements- To act as a central Read more […]
ASSISTANT MANAGER – COMPLIANCE recruitment
12 month fixed term contract35-40k per monthCentral locationWith a longstanding presence in Hong Kong this multinational asset management firm has a broad portfolio of investment funds under management.The need for a team focused Assistant Manager of Compliance now exists on a 12 month fixed term basis.Reporting to the Senior Compliance Manager you will be ensure that day to day business functions align with relevant regulations and policies, you will communicate all updates on regulations and policies to the business, liaise with regulators and assist in ad-hoc projects and investigations.You Read more […]
Banking Fraud Investigations Manager – Audit / Compliance recruitment
You will be carrying out investigations around fraud, AML and financial crime which could have an impact of losses in excess of £10 million or risk of intervention by a regulator. You will be responsible for leading and completing investigations across the business using cross-divisional teams of up to 20-25 staff. This vacancy has arisen as a result of internal promotion. The role sits within the wider Internal Audit team in the Bank but operates independently as a separate unit.The successful candidate must have previous experience of investigating frauds of over £10million in a large bank; Read more […]
Compliance recruitment
Our client is seeking a senior compliance officer who can add value to their growing team and handle aspects of compliance, training, advisory, anti-money laundering and licensing matters as well as any suitable support.Successful candidates will handle all compliance related matters pertaining to the firm’s commercial activities and its operations. The ideal candidate should exhibit strong leadership qualities, communication skills, as well as technical knowledge of regulatory requirements. A minimum of 7 years experience with an exchange and/or broker/dealer required. Experience in monitoring Read more […]
Change Programme Manager – Risk, Fraud, Compliance recruitment
My client a leading financial Institution in the City is looking for a Change Programme Manager to join their Global risk team asap on a long term contract. This is a senior role for someone who has extensive Programme Management and change experience. Keys skills: -Programme Manager -Extensive Banking/Consultancy background -Extensive Change, transformation experience -Operated at a senior level -Knowledge of Compliance Fraud -Global Outlook -Strong communicator This is an unique opportunity to join a new team, with plans for global growth. Based:London (city) Rate:700-1000/day Length:6 months Read more […]
Senior Associate – Compliance recruitment
Wilshire Associates, a leading global independent investment consulting and services firm, provides consulting services, analytics solutions and customized investment products to plan sponsors, investment managers and financial intermediaries. Its business units include, Wilshire Analytics, Wilshire Consulting, Wilshire Funds Management and Wilshire Private Markets. With ten offices on four continents, Wilshire Associates and its affiliates are dedicated to providing clients with the highest quality counsel, solutions and services. Job Description: Wilshire Associates is looking to hire a Senior Read more […]
Assistant Manager – Compliance recruitment
Assistant Manager – ComplianceAML/CFT Corporate Banking ComplianceAssistant Manager role3 – 5 years experienceGeneral Scope:Provide advice on anti-money laundering and terrorist financing issues2. Advise front office staff on how to handle exceptions from our AML/CFT framework3. Monitor branch compliance with AML/CFT regulations and laws and report any violation to management4. Provide training on AML/CFT matters 5. Draft reports and ensure they are submitted to Head Office in accordance with deadlines6. Draft suspicious transaction reports and ensure they are submitted to CAD promptly7. Keep Read more […]
Assistant Manager, Compliance recruitment
Job Description:Conduct regular compliance monitoring procedures and checkingHandle disclosure of interest and other reporting and filing for the groupHandle licensing related matters and other regulatory filing for the group and liaise with SFC on their enquiriesHandle trade and staff dealing approval and monitoring and review trade-related and staff dealing-related reportsProvide advice and guidelines, including briefing sessions, to staff on compliance issues relating to the regulated activitiesFormulate compliance training programs for staffCoordinate with IT on system enhancement and user-acceptance Read more […]
Legal Counsel (4-8yrs PQE – Corporate Secretary/ Compliance) recruitment
• Manage trace and portfolio compliance activities as well as provide timely, accurate and meaningful guidance reporting to senior stakeholders.• Should have substantial ethics and compliance experience in multiple jurisdictions in Asia.• Company Secretarial work compliance with all applicable laws, acts and regulations for the time being in force and also ensure compliance by the concerned employees of the code of conduct, policies, procedures implemented by the Company in close coordination supervision of Group complianceJob Requirement:• Around 4-8 years of PQE experience with Read more […]