CONTROL ROOM MANAGER, COMPLIANCE recruitment

Our client is a major global financial services provider engaged in investment banking, private banking and investment management services with an extensive international presence. To cope with their business expansion, they are seeking an outstanding Compliance professional to join them.Support and assist the senior line management in complying with all relevant external regulations, codes of conduct, internal codes and policies, and good market practices. Ensure that Control Room compliance functions within Hong Kong and Asia-Pacific operate so as to service management and business needs by setting Read more […]

May 7, 2012 • Tags: , , • Posted in: Financial • Comments Off on CONTROL ROOM MANAGER, COMPLIANCE recruitment

VP, Compliance recruitment

 Reporting to the Head of Legal Compliance, the incumbent is responsible for executing the compliance program for the Singapore branch.Provide advice and support for the Compliance Risk Management Framework;Provide sound and timely compliance advice to management and business units on local laws, regulations, formulate and document compliance procedures to address regulatory compliance requirementsReview the Bank’s internal policies, procedures and guidelines in order to ensure they are inaccordance with the regulatory compliance requirements of local laws, rules and regulationsRequirements:Degree Read more […]

May 5, 2012 • Tags: , , • Posted in: Financial • Comments Off on VP, Compliance recruitment

SVP / VP – Compliance recruitment

Job Scope Provide leadership to promote compliance regulations within the bank. Working closely with senior management staff on the full spectrum of compliance issues. Ability to provide advise and implementation on compliance standardsEstablished relationship with both regulator and business units in the regioRequirementsHold relevant tertiary level qualification At least 10 years of  compliance experience within a Banking environment. Strong knowledge of  MAS regulationsExcellent interpersonal skills to engage with key leaders and stakeholders across the bankInterested applicants, kindly Read more […]

April 25, 2012 • Tags: , , , , • Posted in: Financial • Comments Off on SVP / VP – Compliance recruitment

Assistant Business Manager, Compliance recruitment

You will be required to support the Global Compliance Business Manager in all aspects of the compliance business management function including: functional/operational governance (e.g monthly line manager communications, business mangement reports, intranet maintenance, perfromance management process support); strategy (e.g overall strategy development and monitoring); financial management (e.g cost management; budget; invoice reconciliaition, reporting); projects (e.g support on business critical projects and presentations); overall function development (e.g technical skilling programme, Employee Read more […]

April 6, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Assistant Business Manager, Compliance recruitment

Juriste / Compliance recruitment

EFG Banque Privée offre une large gamme de services bancaires et de solutions de gestion privée pour une clientèle patrimoniale haut de gamme.EFG Banque Privée est issue du rachat, en juillet 2008, de Sycomore Gestion Privée par EFG International, groupe mondial de private banking, offrant des services de banque privée et de gestion d’actifs.Côté à la bourse suisse, le groupe est présent dans plus de 30 pays et emploie près de 2 400 collaborateurs. Il figure parmi les cinq premiers groupes bancaires suisses en termes de ratio de fonds propres Tier-1. EFG International est membre d’EFG Read more […]

March 26, 2012 • Tags: , , • Posted in: Financial • Comments Off on Juriste / Compliance recruitment

Reporting Analyst – Compliance recruitment

Reports Analyst As the Reports Analyst in the Compliance team you will be reporting to Head or Team lead of Compliance Education for EMEA Investment Bank/Private Bank/TSS. The responsibilities in this role will be:• Assisting with reporting and enrolment duties related to the annual training programme for FSA licensed employees and all other staff in the EMEA region. Specifically, working with the Compliance Education team Officers to support the analyst with primary responsibility for enrolments and reports around the training program. • Working with the Compliance Executive Director team Read more […]

March 17, 2012 • Tags: , , • Posted in: Financial • Comments Off on Reporting Analyst – Compliance recruitment

Learning & Development Consultant – Compliance recruitment

Sydney CBD12 month fixed term contractLend Lease is one of the world’s leading fully integrated property and infrastructure solutions providers.Continuous learning is of paramount importance to Lend Lease and it forms an integral part of our strategy to develop the skills and capabilities of our people.We’re currently looking for an experienced Learning Development Consultant to support the subject matter experts within Environment Health and Safety and Risk and Insurance business units to design and project manage a range of compliance programs. Experience will make it second nature for you Read more […]

March 13, 2012 • Tags: , , • Posted in: Financial • Comments Off on Learning & Development Consultant – Compliance recruitment

Associate Director, Compliance recruitment

Our client is a global asset management and is looking for a candidate who can take on a leadership role to manage a small teamThe RoleReporting to the Chief Compliance Officer, you will be fully responsible for:• Ensuring all investment guidelines and restrictions of the funds are managed• Performing due diligence work on service providers on regular basis• Supervising the compliance team of joint ventures of the company in China and Taiwan• Reviewing the drafting of legal documents of company from a compliance perspective• Conducting in house training for any changes of rules and Read more […]

March 8, 2012 • Tags: , , • Posted in: Financial • Comments Off on Associate Director, Compliance recruitment

Audit / Compliance recruitment

Associate DirectorSydney CBDStrong brand named IBThe Risk Management team of a International Investment bank is seeking a Compliance / Audit Control professional to asses the degree of compliance to policies procedures and external regulations of the Australian operations and if any processes or controls need to be improved. Key responsibilities include: Content, project and credit review of AML/CTF programs Manage the process and control improvement function of the business and leading Sydney Office Managers in process and control improvement activities. Develop strong and robust relationships Read more […]

February 28, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Audit / Compliance recruitment

Senior Manager, Compliance recruitment

Support Treasury, Finance and Taxation FunctionsConsult, advise and influence at senior levelNewly created roleMacquarie Group is a global provider of banking, financial, advisory, investment and funds management services. At Macquarie we offer you the experience and freedom to grow your career whilst making your mark within a highly successful organisation. Key to our success is the entrepreneurialism we encourage in all our people. We give you the opportunity to progress your career as quickly as you can demonstrate your ability. Macquarie’s business is structured into six operating groups and Read more […]

February 26, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Senior Manager, Compliance recruitment