Deputy Head of Compliance Needed at Wealth Manager recruitment

Due to expansion and strong performance, the firm requires additional resourcing in compliance to assist the team in managing the regulatory requirements and internal controls necessary. This is an excellent opportunity for an experienced compliance professional to take a senior role in an experienced team and take the position of Deputy Head of Compliance.Your main responsibilities will include:• Drafting and implementing the Compliance plans with the Head of Compliance• Execute the compliance monitoring programme• Assist in managing the relationships with regulators• Provide approval Read more […]

March 8, 2012 • Tags: , , • Posted in: Financial • Comments Off on Deputy Head of Compliance Needed at Wealth Manager recruitment