Deputy Head of Compliance – Exchange/MTF recruitment
A successful multilateral trading facility are seeking a deputy head of compliance to join them due to expansion. This is an exciting and progressive business who are offering a unique opportunity to an accomplished compliance professional with a solid understanding of FSA regulated trading platforms.Your activities will be diverse therefore include but not be limited to -Resolution of day-to-day compliance queries and assistance in the maintenance of the compliance manual and rulebook.Oversight of the compliance monitoring programmeMonitoring the regulatory landscape in view of new legislation Read more […]
Deputy Head of Compliance – Exchange/MTF recruitment
A successful multilateral trading facility are seeking a deputy head of compliance to join them due to expansion. This is an exciting and progressive business who are offering a unique opportunity to an accomplished compliance professional with an intimate understanding of FSA regulated trading platforms.As this is a small team your activities will be diverse so your duties will include but not be limited to –Resolution of day-to-day compliance queries and assistance in the maintenance of the compliance manual and rulebook.Oversight of the compliance monitoring programmeMonitoring the regulatory Read more […]
Deputy Head of Compliance – Exchange/MTF recruitment
A successful multilateral trading facility are seeking a deputy head of compliance to join them due to expansion. This is an exciting and progressive business who are offering a unique opportunity to an accomplished compliance professional with an intimate understanding of FSA regulated trading platforms.As this is a small team your activities will be diverse so your duties will include but not be limited to –Resolution of day-to-day compliance queries and assistance in the maintenance of the compliance manual and rulebook.Oversight of the compliance monitoring programmeMonitoring the regulatory Read more […]
DEPUTY HEAD OF COMPLIANCE – CORP BANKING recruitment
Growing international firmWide range of exposureAttractive salary and benefitsA growing international mid size corporate banking operation who are growing their operations in Hong Kong.Supporting the Head of Compliance you will need to work independently to oversee all compliance areas for the bank focusing on AML monitoring and relevant ordinances and guidelines in line with HKMA and SFC. This is a smaller but growing operation so it will offer a wide exposure for the right candidate to play a pivotal role working closely with the business. To be considered you will have at least 3 or 4 years Read more […]