Assistant Manager/Manager, Compliance – AML, Corporate Bank recruitment
1. Provide advice on anti-money laundering and terrorist financing issues2. Advise front office staff on how to handle exceptions from our AML/CFT framework3. Monitor branch compliance with AML/CFT regulations and laws and report any violation to management4. Provide training on AML/CFT matters5. Draft reports and ensure they are submitted to Head Office in accordance with deadlines6. Draft suspicious transaction reports and ensure they are submitted to CAD promptly7. Keep abreast with industry AML/CFT practices and advise/tailor our branch policies and procedures accordingly8. Follow up on compliance-related Read more […]
Murex SME Support Analyst recruitment
– Analyze and translate business requirements – Prior experience in Murex application – Exciting growth opportunity ANZ is accelerating the growth of its business in Asia. We realise that our greatest asset is our people. That is why we are creating a unique climate of inspiration, leadership, values and great opportunities that will enable the best in the market to thrive as part of our diverse team. We’re exploring new and better ways to progress the business with energy and enthusiasm. Backed by a proud and established heritage, we’re on a journey creating a super regional bank. Connected Read more […]
Securities Risk & Control Manager recruitment
Responsibilities include:• Identify, assess and measure operational risk profile using a variety of tools including risk control self-assessment and operational key risk indicator reporting.• Analyse risks and recommend appropriate internal control improvements. Independently manage projects designed to improve risk management strategies.• Prepare risk reporting for management review which highlights key exposures and area of focus, monitor business changes and advise management of risk mitigation strategies• Collaborate with risk Operations to ensure control framework is consistent across Read more […]
Head of Research – Singapore Securities Firm – INDONESIA focused recruitment
Job Responsibilities: – Take ownership of the research process for Indonesian focus – Ensure consistency of approach and research output across asset and sub-asset classes – Take a lead role in specific areas of asset allocation research – Present investment strategies and research implementation methods to help ensure that value is added in client portfolios – Ability to lead a team across Indonesian region – Lead in particular areas of asset allocation researchRequirements: – Degree holder with 5+ years experience in related discipline – Comfortable embracing both fundamental and quantitative Read more […]
C++ Developer, Multithreading, IB, Singapore recruitment
Person RequirementsEssential:C++: Must have extensive experience of writing multithreaded server applications on Linux.Have worked on multi-tier enterprise systems which have a high frequency of messaging elements between servers and server to GUI.Desirable:SQL : Experience of using SQL, and ability to write stored procedures, triggers.Middleware : Experience of using middleware messaging components such as Tibco, Talarian, Solace or MQ.Results drivenAble to deliver good quality accurate solutions to tight time-scalesMust be able to multi-task efficientlyMust be comfortable with changing priorities Read more […]
Head of Legal and Compliance Asia recruitment
Managerial Tasks (in %: 10):- Manage Legal Compliance team AsiaOperational Tasks (in %: 90):- Monitor legal and regulatory developments in the relevant markets and ensure immediate action is taken to implement changes due to such developments- Establish a robust framework to address the risks stemming from cross-border business including an effective control environment- Set-up new legal entities in Asia and file necessary licenses with regulators- Establish and maintain good relationships with relevant regulators- Establish and oversee a robust monitoring programme for the region- Ensure compliance Read more […]
Multi Asset Structured Product Sales | Asia Based recruitment
Structured product salesLocation: SingaporeSalary: Very CompetitiveMy client is a top European Investment Bank that is looking to expand its structured product sales team with one mid to senior level hire. They must have an exisiting institutional client base.Requirements:Multi Asset Class Structured product experienceStrong Asian Client baseRelevant Language SkillsIf this structured product sales role is of interest then please send your CV in Word format to analysis@carltonseniorappointments.com Read more […]
System Analyst/Developer – Client Connectivity recruitment
Responsibilities:• Design, development and maintenance of proprietary client connectivity systems• Analysis of the business requirements • Regular interaction with business users and global peers• Take initiatives in learning new technologies and quickly build solutions as per business and technology requirementsSkills Required:Strong .Net 3.5/4.0 C# programming skills for client server side development5-7 years of experience in software development of which at least 3 years in financial services industryWorking knowledge of Workflow Foundation (WF), Windows Presentation Foundation (WPF), Read more […]
Structured Product Specialist, Equities (Private Bank) recruitment
The Company Our client is a leading regional private bank The Role You will be managing the equities structured products offerings with emphasis on equity linked notes and options. You will generate structured product ideas and conduct secondary research on global equities to pick appropriate underlying equities. You will handle investment calls and keep track of their performance. Working closely with external counterparts, you will source for best prices and execute trades. You will also prepare sales and marketing pitch books and manage product launches. Your Profile With excellent knowledge Read more […]
Equity Exotics Derivatives Trader – Asia – Singapore, South East Asia recruitment
Equity Derivatives TradingEquity, Derivatives, Trading, Exotics Products, Singapore, AsiaHighly CompetitiveMy client, an Asian leading investment bank, is currently looking for a highly experienced Equity Exotics Derivatives trader. The role will be located in Singapore. The successful candidate should have a strong exotic equity derivatives experience, and a strong trading background with a proven track record, preferably with programming experience and strong technical/math fundamentals.Equity, Derivatives, Trading, Exotics Products, Singapore, Asia• Trading Equity Exotics Derivatives.• Contributing Read more […]