Finance Director – Global Financial Institution recruitment
The Company Our client is a leading Global Financial Institution with a strong reputation in the market. Due to recent restructuring in the team in North Asia, our client is seeking a dynamic Finance Director with strong business sense who can partner with the business and cope with the highly competitive business environment and drive the business. The Role Reporting to the Group CFO, you should be responsible for the following: Partner with the business heads and senior management to analyse the market and products from finance perspective and provide profound insights to lift business and financial Read more […]
Compliance Manager – Global Financial Institution recruitment
Hong KongGrowing BusinessMulticultural environmentReporting to the VP, you will be responsible for the followings:Managing any SFC HKEx Licensing compliance mattersResponding to all regulatory inquiries from the SFCEnsuring compliance to firm’s policy by all employees relating to: training; staff dealing, gifts entertainment, AML, account opening order recording etcConducing AML review control and trade monitoring for any review errors or failed settlementsMonitoring and reviewing soft dollar issuesDeveloping internal controls and policies to identify, control and mitigate operational riskSubmitting Read more […]