Guideline Monitoring Compliance Manager recruitment

You will be responsible for guideline monitoring of Charles River alerts and warnings and give regulatory guidance to the business. You will also maintain restricted lists and commence periodic reviews.In order to be successful in this role, you will have previous Asset Management experience and an IMC or IAQ qualification. Charles River and Bloomberg experience is essential, as well as a solid understanding of TCF, statutory notifications, FSA and SEC rules. Firm product knowledge (derivatives) would be advantageous and you should be aware of all relevant regulatory issues.If you would like to Read more […]

July 4, 2012 • Tags: , , • Posted in: Financial • Comments Off on Guideline Monitoring Compliance Manager recruitment