Head of Compliance (Brokerage), Regional Opportunity, 110k-130k recruitment

The Company Our client is a global brokerage firm with a strong track record of success and excellence in the region. Due to expansions in the region, they are seeking an experienced compliance professional as part of their growth. The Role Reporting to the global head, you will be required to: Monitor staff movement and ensure and process individual staff licensing and regulatory updates Be available to provide ad hoc advice to front office and operational staff Undertake and develop the Compliance Monitoring and Surveillance program Liaise with Asian Compliance Officers to provide comprehensive Read more […]

January 2, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Head of Compliance (Brokerage), Regional Opportunity, 110k-130k recruitment