Regional Compliance Director (Private Banking), 110k-130k recruitment
The Company Our client is a global bank with a strong track record of success and excellence in the region. Due to expansions in the region, they are seeking an experienced compliance candidate as part of their growth. The Role Reporting to the Regional Head of Compliance, you will be responsible for the following duties: Review and approve products for the discretionary managed account services, investment advisory platform and real estate fund. Provide advice on product sponsors or applicable regulatory guidelines in Asia. Review of fund distribution activities, including approval of marketing Read more […]
Head of Compliance (Brokerage), Regional Opportunity, 110k-130k recruitment
The Company Our client is a global brokerage firm with a strong track record of success and excellence in the region. Due to expansions in the region, they are seeking an experienced compliance professional as part of their growth. The Role Reporting to the global head, you will be required to: Monitor staff movement and ensure and process individual staff licensing and regulatory updates Be available to provide ad hoc advice to front office and operational staff Undertake and develop the Compliance Monitoring and Surveillance program Liaise with Asian Compliance Officers to provide comprehensive Read more […]
Regional Compliance Director (Private Banking), Regional Opportunity, 110k-130k recruitment
The Company Our client is a global bank with a strong track record of success and excellence in the region. Due to expansions in the region, they are seeking an experienced compliance candidate as part of their growth. The Role Reporting to the Regional Head of Compliance, you will be responsible for the following duties: Review and approve products for the discretionary managed account services, investment advisory platform and real estate fund. Provide advice on product sponsors or applicable regulatory guidelines in Asia. Review of fund distribution activities, including approval of marketing Read more […]