Head of Compliance recruitment
• Major Securities Fund Services Firm• Singapore Lead Role • Competitive Remuneration This premier financial institution is among the leading Securities Fund Services companies globally. It is looking to recruit a dynamic and senior Compliance Manager. Reporting to Asia Pacific Head of Compliance, you will be responsible for the Compliance practice and the coordination of the Compliance practice activity for Singapore. You will execute the agreed compliance monitoring program, maintain the compliance program manual, undertake compliance reviews, documentation drafting, provision of Read more […]
Head of Compliance recruitment
Head of Compliance Public Company The Role Role will involve managing our clients legal and compliance requirements at both a Group and Subsidiary level. Specifically:Design Group legal and regulatory compliance polices for approval by the BoardEvaluate existing detailed compliance processes in place in the Group’s subsidiaries and, implement approved Group policiesEstablish a network of subsidiary compliance coordinators to ensure appropriate and effective delegation of compliance activitiesOn-going assessment of the Group’s compliance risk profile, ensuring gaps and areas of weaknesses Read more […]
Head of Compliance recruitment
A boutique Investment Bank is urgently recruiting for a Head of Compliance with retail banking experience. Authorised and regulsated by the FSA, they have permission to take deposits and deal in investments with a particular focus across retail, FX and trade finance.You will take full ownership of their compliance function maintaining and promoting a compliance culture appropriate to meet regulatory requirements in line with industry best practice. You will also conduct reviews, draft reports, compile working papaers and perform client due diligence on new counterparties and liaise with front Read more […]