Regional Prime Brokerage Compliance recruitment
Our client is a global Investment Bank whose trading services group requires a senior Compliance professional to advise on business activities deriving from its Prime Brokerage business across the region. The successful candidate will be responsible for but not limited to providing guidance and advice regarding compliance issues to the prime brokerage team including sales, operations, trading, and securities lending. You will conduct business needs analysis and assist the business in implementing and enhancing policies and procedures and provide training to the business on Compliance issues.Key Read more […]
VP Client Onboarding recruitment
Covering Flow and Financing (flow, cash equites, futures and options) as well as Structured Equity products, you will act as an interface in the front office between the marketing and sales teams and the client onboarding team to streamline communication and improve efficiency. The ideal candidate will have a minimum of 6 years experience working within a top tier onboarding team in Asia, excellent communications skills and knowledge of prime broking back to front processes. Asian language skills are ideal but not essential. Profile Search Selection is acting as an Employment Agency in relation Read more […]
VP- Prime Brokerage Client on Boarding/ Transition Team recruitment
The Company Our client is a global Investment Bank looking for an experienced individual to join their Prime Brokerage Client on Boarding team. The Role Working in a small group you will be responsible to work closely with Sales and act as a centralized team to on board new clients. You will be liaising with a variety of internal teams and have direct communication with the client to ensure the requirements are fully fulfilled and ensure a smooth transition to the platform. This role will also require the candidate to provide support for enquiries directly from the client while making sure the Read more […]
Senior Sales Manager – Financial Services/Buy Side (REF: SSM-FS170112) recruitment
This high profile MNC is a leading source of financial intelligence information for businesses and professionals globally. They provide expertise and technology to deliver critical information to leading decision makers across all industries. They’re currently seeking a very strong sales candidate who has had recent experience selling directly to hedge funds across the region.This exciting new opportunity will report into the division head and will be responsible for selling their buy side intelligence and research product across the region; generating new business opportunities and growing existing Read more […]
Hedgefund CRO – Hong Kong recruitment
Our client is a world class macro hedge fund that employs systematic strategy to deliver superior risk adjusted returns across asset classes. They currently have aggressive expansion plans across the Greater China region.Responsibilities:-Structuring and managing firms’ hedging overlays-Creation of valuation and pricing tools, risk analytics, stress scenarios and investment leading indicators-Implement and monitor risk management control process to ensure best practices are in placeRequirements:-Experience setting up risk management system and process for high volume trading strategies-Systematic Read more […]
Operations Analyst, Hedge Fund (HKD 30 to 40K) recruitment
The Company Our Client, an established Hedge Fund with over 500 million AUM, is currently looking for an Operations Analyst. The future job holder will be responsible for day to day activities within the operations department. The Role Reporting to the senior managers in operations and finance, the right candidate will be exposed to both operations and finance (NAV). The future job holder will have responsibilities in operations including but not limited to trade support, settlements, cash expense settlements and cash management. On the finance side, he or she will conduct daily / monthly Read more […]
Prime Services Onboarder — Vice President recruitment
J.P. Morgan is a market leader in Prime Services encompassing FO, OTC Clearing and Securities Prime Brokerage. The role is responsible for translating a sales mandate into an operational account by co-ordinating across Risk, Legal, Sales, Credit, Technology, Operations, KYC/AML, and requested asset-classes in a lead Onboarding capacity. The role is product aligned, with the individual specialising in Prime Services however, will be expected to cross-train on the other products areas in order to deliver a seamless multi-asset class Onboarding. Responsibilities Client focus: Ensure that client Read more […]
Fund Manager (Equities) recruitment
The Company Our client is one of the largest Chinese Banks who provide services in securities; investment banking and asset management. They are now seeking a fund manager for their Equity funds The Role You will be managing a portfolio of Equity funds investing in the Greater China , mainly in Hong Kong listed shares; red chips and other stocks listed in the overseas markets. You will be taking part in marketing, fundraising and product developing for the business and assisting them in formulating investment policy, strategy asset allocation. From time to time you Read more […]
Prime Brokerage Legal Counsel recruitment
Responsibilities: Negotiation of relevant master agreements with prime services clients (including the prime services addendum, ISDA master agreement, GMSLA, GMRAs and FOAs) and to assist in providing first class legal advice to the newly established prime services businesses. Provide legal advice, guidance and support in assigned areas within the Global Markets business to ensure that the Group’s exposure to legal risk is managed Act as primary legal adviser to the Prime Services business in the Asia Pacific region and to also provide support to other business areas (such as Equity Finance and Read more […]
Compliance, supervision & control -contract to perm, $30-45, i-bank, immed.avail recruitment
The Company This is an exciting opportunity for 3-5 years of compliance, supervision and control candidates to join this multi-national investment bank. This bank is US headquartered, listed. Hong Kong office is situated in Central. They are setting up a new team for this hiring manager. The roles have long term career progression. The Role Supervise FA and client activity with emphasis on client account due diligence and suitability. Manage new account review, approvals and enhanced due diligence including conducting client interviews where required. Ensure adequate awareness and compliance Read more […]