Compliance Policy Advisor – Insurance Broking recruitment

A global broker is currently looking to build out their policy focused compliance function, and is currently recruiting in a senior advisory capacity. This role will work closely with specialty business units to ensure that all regulatory issues are addressed compliantly and effectively, looking particularly on issues affecting wider general insurance product lines, from an investment advisory perspective.The suitable candidate will have a very strong FSA compliance background with a general insurance broker; covering conduct policy directives, ICOBs, MiFiD. In addition, the ideal candidate will Read more […]

August 21, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Policy Advisor – Insurance Broking recruitment

Senior Compliance – Insurance Broking recruitment

This mid sized Insurance Broker are seeking an experienced Compliance Manager.Heading up a team of 5 this role will play a key role in the firm’s Compliance function. You will report in to the Head of Compliance and deputise as required in their absence. This role will involve liaising with other Global offices and play a key role in the facilitation of the annual compliance plan. This will involve providing guidance to the business in regards to regulatory requirements, ensuring the business is updated in terms of the regulatory environment and the creation and embedding of relevant policy. You Read more […]

May 15, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Senior Compliance – Insurance Broking recruitment

Compliance Officer – Insurance Broking recruitment

This well established Insurance Broking firm are seeking a Compliance professional to join their existing team.Supporting the Head of Compliance, you will undertake a broad and varied compliance role with an International focus. This is a highly commercial role and as such you will be involved in working proactively with the business. You will play a key role in providing advice and guidance on Compliance and Regulatory requirements, as well as, setting and embedding relevant policies and procedures. Ensuring the business is updated and aware of new and upcoming regulation which could impact the Read more […]

January 7, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Compliance Officer – Insurance Broking recruitment