Senior Compliance Officer / Compliance Manager – Investment Group recruitment
The Company Our client is a leading international Investment group with Asset Management, Brokerage, Securities and Corporate Finance licenses. They are currently seeking an experienced Compliance Officer to join their growing venture. This is an excellent stepping stone into a large financial planning organisation, with the potential to build a career within the well respected compliance function. The Role • Handling SFC’s enquiries; • Reviewing marketing materials; • Contributing to the design, implementation and on-going improvement of compliance manuals, policies, procedures and systems; Read more […]
November 14, 2009
• Tags: Accounting & Finance careers in the Hong Kong SAR, Compliance Manager, Investment Group recruitment, Senior Compliance Officer • Posted in: Financial • Comments Off on Senior Compliance Officer / Compliance Manager – Investment Group recruitment