AVP – Direct Channels Compliance recruitment
Growth Creates New Opportunity! Our client, a major financial institution located in Toronto is expanding its Compliance Group to include an AVP – Direct Channels Compliance. Direct Channels Compliance is a newly established group which will provide regulatory advice and oversight to the North American Direct Channels businesses: Online, Phone and ATM. This position is key toward building a complex Compliance program for Direct Channels. The AVP will lead a team that provides day-to-day Compliance support for the business, particularly around governance, policies and procedures as well Read more […]
Compliance Officer recruitment
A long-term contract opportunity with a continually growing financial services firm is available for an experienced Compliance Officer with retail sales experience. Working from its Downtown Toronto office, the Compliance Officer will be accountable for the daily rental and trade desk supervision as well as for second tier retail supervision, new account reviews and approvals. He/she will also be in charge of marketing reviews and approvals, research reviews and approvals and daily trade desk supervision. Qualifications: The Compliance Officer is to have 3 or more years of experience within Read more […]
SENIOR COMPLIANCE OFFICER recruitment
Our over 81,000 employees world-wide are a big part of what makes TD stand out from any other organization. Every day, we deliver legendary customer and client experiences to our approximately 19 million customers. We’re an award-winning organization that reinvests constantly to ensure future growth. We’re recognized as an extraordinary place to work that embraces diversity, where everyone is respected and valued. TD is the sixth largest bank in North America by branches, with many exciting and challenging career opportunities in our four key businesses: • Canadian Personal and Commercial Read more […]