Head of Compliance – Singapore recruitment

Head of Compliance Singapore:Main Responsibilities:Provide assistance to the management and staff on complying with regulatory requirements and Group’s compliance standards;  Assist the head of APAC to maintain a sensible and practical compliance infrastructure via updating compliance processes and localized policies.  Work with the head of APAC maintain an updated inventory of Singapore regulatory requirements in relation to the Bank’s operations. You will  facilitate the roll out of any compliance E-learning initiatives to the Branch and develop and enhance the compliance culture within Read more […]

January 10, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Head of Compliance – Singapore recruitment

Assistant Legal Counsel (6 months) recruitment

We need someone who is prompt and efficient in the delivery of advice, meticulous, attention to detail and shows initiative in highlighting potential legal risks/issues. Requirements•                      2 to 6 years’ relevant experience in well regarded Singapore/Hong Kong law firms and/or private banks preferably (but not essential) with exposure to banking and finance documents, familiarity with credit and security transactions, experience in banking regulatory advice etc.•                      Candidate must be qualified in Singapore and/or Hong Read more […]

December 15, 2011 • Tags: , , • Posted in: Financial • Comments Off on Assistant Legal Counsel (6 months) recruitment

Compliance Officer / AM (AML / General Compliance) recruitment

In this role, you will be primarily responsible to handle full spectrum of compliance activities (in either the AML or general compliance space), including conducting compliance reviews on checklists, advise and monitor on the existing frameworks, MAS-related activities, etc. To be considered for this opportunity, you will possess:-Relevant tertiary qualifications At least 2 to 5 years of experience in the compliance space Advanced communication and interpersonal skills Interested applicants, please forward your full resume / CV (in MS Word Format) to joan@jac-recruitment.sg   Read more […]

December 15, 2011 • Tags: , , , , • Posted in: Financial • Comments Off on Compliance Officer / AM (AML / General Compliance) recruitment

Assistant Legal Counsel – Private Banking – 2 – 6 years (6 months Contract) recruitment

Assistant Legal Counsel (6 months contract) Requirements- 2 to 6 PQE in Singapore law firm/private banks preferably with exposure to banking finance documents, familiarity with credit and security transactions, experience in banking regulatory advice etc. – must be qualified in Singapore/HK as an advocate Solicitor – Proficient in English (both written spoken) while Chinese (both written spoken) is highly preferred – Eagerness to learn and team player – articulate and presentable Interested candidate please quate Assistant Legal Counsel – Private Banking in your job title and send your Read more […]

December 14, 2011 • Tags: , , , , , • Posted in: Financial • Comments Off on Assistant Legal Counsel – Private Banking – 2 – 6 years (6 months Contract) recruitment

Compliance & Internal Controls – Vice President recruitment

Responsibilities:1. In charge of Compliance Section2. Monitor branch compliance with laws and regulations and report any non-compliance to Management3. Keep abreast with changes in laws which may impact the bank and advise on implications4. Follow up on compliance-related audit findings from auditors and MAS and see to their rectifications5. Liaise with MAS and government agencies on compliance issues6. Plan annual Compliance Action Programme7. Provide training to bank staff on compliance issues8 Update compliance manual and in-house procedures9. Disseminate notices from Head Office, MAS, Read more […]

December 10, 2011 • Tags: , , , • Posted in: Financial • Comments Off on Compliance & Internal Controls – Vice President recruitment

Regulatory Affairs Adviser recruitment

The role will sit within Global Regulatory Affairs and the responsibilities as follows:Serve as a point of contact with regulators in Singapore, Hong Kong and Malaysia in relations to regulatory filings and requirementsPrepare and maintain regulatory filings and licensing requirementsCo-ordinate with other business units such as finance and operations to obtain required information in timely manner for regulatory filingsParticipate in regulatory implementation or ad-hoc projectsTo succeed in this role you will require the following demonstrable skills and attributes:At least 5 years of relevant Read more […]

December 10, 2011 • Tags: , , • Posted in: Financial • Comments Off on Regulatory Affairs Adviser recruitment

VP, Regional Head of AML recruitment

• Global Financial Instituation• Stable Firm• Excellent Career OpportunitiesOur client is a global finnacial institution with diversified businesses and global network of clients. This is a newly created role for the Regional Head of AML.Managing a small team, you will be involved in risk management for the business to review for potential risk, liability, license and compliance issues. You act as the Regional AML officer and review the KYC procedures as well. You will be involved in roll-out of programs, monitor the governance of funds and participate in operational reviews. You are also Read more […]

December 10, 2011 • Tags: , , , • Posted in: Financial • Comments Off on VP, Regional Head of AML recruitment

Associate/Assoc. Director – Compliance – Singapore recruitment

The candidate will join the regulatory and internal compliance team of the company’s legal regulations department.  The candidate will be expected to take on the regulatory aspects for all of the company’s transactions.Core functions:Managing and overseeing regulatory compliance issues.  Key responsibilities include: Managing systems/processes for monitoring shareholder disclosure and other regulatory trigger thresholds in Singapore and 47 other jurisdictions; Continually reviewing and updating of such systems/processes for changes in regulations; Making filings of shareholder disclosures, Read more […]

December 8, 2011 • Tags: , , , , • Posted in: Financial • Comments Off on Associate/Assoc. Director – Compliance – Singapore recruitment

AVP/ VP- Compliance Projects recruitment

This role will work across all of the business lines and will support the existing compliance functions to roll out projects as new regulations enforce changes of policy in the bank.As well as providing some advisory support, your main role will be to manage stakeholders as new processes are implemented. The role will be regional but will not involve significant travel. Responsibilities for the role will involve: Ensure legislative changes are communicated through the business and incorporated into the compliance strategy for the region. Managing  the implementation of new Read more […]

December 3, 2011 • Tags: , , , • Posted in: Financial • Comments Off on AVP/ VP- Compliance Projects recruitment

Senior Manager – Compliance Corporate Banking recruitment

About Our Client A leading Asian bank with an established presence in Singapore and across APAC, my client is looking to hire a Compliance expert to take ownership of the compliance function as the business continues to grow across the region.Job Description Reporting to the Head of compliance, your responsibilities will include:Monitoring the Compliance function and its management;Providing guidance, education and training for understanding of proactive compliance function towards local compliance and employees;Visit once every quarter to India and/or Pakistan to educate and build the relationship Read more […]

December 2, 2011 • Tags: , , , • Posted in: Financial • Comments Off on Senior Manager – Compliance Corporate Banking recruitment