2 Compliance Officer roles in Securities (Hong Kong)/Capital Markets(Singapore) recruitment
1.) Hong Kong Compliance officer role for Securities business:Responsibilities:Dealing with enquiries from Regulators/ExchangesKeep abreast of all current and future regulations and related legislations.Monitoring of Regulatory procedures.Assist in updating policies and proceduresProviding regulatory guidance to all staff where required.Provide any reports, findings, recommendations etc. to Head of DepartmentUse knowledge application to develop others in the DepartmentRequirements:3 years’ industry experience in a Securities firmMicrosoft office applications – must be computer literateSecurities Read more […]
Data Governance Manager recruitment
Job Description Working with GTO, establish and maintain a framework, policies, procedures, processes, controls and assurance mechanisms to ensure the Bank complies with all applicable legal and regulatory requirements and expectations relating to data and information management, technology, Operations, IP and Brand Key Roles Responsibilities Provide support across the Group in relation to all aspects of Data Governance, including leading delivery for Data Protection, Data Privacy and policy formulation and supporting GTO with data security, retention/retrieval/destruction and cross border data Read more […]
VP Compliance Capital Markets – Futures recruitment
Excellent opportunity to join a growing teamStrong compliance cultureWell-regarded International BankOur client is looking for a high calibre candidate to be the primary compliance person for the bank’s futures business. You will provide compliance support for the capital markets business and all associated Singapore regulated entities. The successful applicant will be responsible for providing risk-based commercial advice on regulatory and policy issues, the development of new markets/products and training as required. You will be an alternative support for Sales and Trading front office professionals Read more […]
Compliance Manager – Top Global Insurance Broking Company recruitment
About Our Client Our client is the leading global insurance broker and risk adviser in Singapore. Headquartered in US, our client has been bringing its capabilities to creating and delivering superior risk solutions to clients since the late 1800’s. With over 200 staff working in Singapore, providing their expertise and areas of specialist practice in handling clients’ individual risk management needs.Job Description We are seeking a bright and energetic individual with good interpersonal skills for the role of Compliance Manager for Singapore, reporting to our Chief Compliance Officer for Read more […]
Legal Counsel recruitment
The Company Our Client, a leading European Reinsurer is seeking a life and health Underwriter. The Role The Legal Counsel shall be working in the Asia legal team with primary focus in managing legal issues relating to the operation in South East Asia by supporting local offices in Singapore and Malaysia. The legal advice and support provided would include general corporate issues, regulatory and compliance issues, product development, reinsurance contracts and claims. Manage legal issues related to general corporate matters relating to the reinsurer’s operation in South East Asia. Manage legal, Read more […]
Vice President Legal recruitment
HSBC Singapore Legal Department The Legal department provides legal support to all HSBC Group operating entities in Singapore. The expertise of our lawyers is essential to the success of HSBC’s myriad business transactions. Our lawyers bring vast experience to all deals, providing creative, commercial advice and proactively managing the legal side of deals. The complexity of the legal environment in which HSBC conducts business is becoming ever more complex. Regulators are tightening controls and governments the world over are implementing increasing amounts of legislation. We have a crucial role Read more […]
Assistant Legal Counsel recruitment
The Role • Preparing, drafting or reviewing contracts relating to any transaction required by the department. Where a new product or transaction is being developed, to inform and consult with the Associate General Counsel. • Reviewing policy wordings and amendments and ensuring compliance with existing laws, MAS regulations and/or GIA rules/regulations. • Advising on policyholders complaint issues and handling any disputes reported to Fidrec. • Reviewing marketing materials for compliance with existing laws, MAS regulations and/or GIA rules/regulations. • Addressing legal Read more […]
AVP – Compliance Counsel (5-7 yrs) – Singapore recruitment
Our client has a wide gamut of asset management businesses (including PE funds, real estate funds, and closed-end mutual funds) and they provide various financial advisory services, such as financial, strategic and restructuring/regorganisation advisory, as well as fund placement services.Job ResponsibilitiesThis newly created role will be perfect for a driven and ambitious individual who has personal impact and strong experience with the local market in Singapore, given the need to obtain and maintain licenses for the various fund management businesses in Singapore. Other responsibilities Read more […]
Legal Counsel / Company Secretary recruitment
You will independently provide legal advisory to the business and operations of the group and ensure a robust legal advisory program in protecting the legal interest and preserving the legal rights of the organisation. You will also provide corporate secretarial direction advice. Key requirements: -Good degree with at least 7 years’ PQE -Must be called to Singapore bar -Familiar with Singapore listing rules -Prior corporate secretarial experience essential -Independent, committed and self-motivated -Excellent communication and interpersonal skills -Ability to work under time Read more […]
Compliance AVP recruitment
Excellent Opportunity to join a growing team Strong compliance culture Well-regarded International Bank Our client is looking for a high calibre candidate to join the Asia Pacific Compliance Risk Review Department. The team conducts risk-based desk reviews and thematic reviews over the different businesses of the firm. The Compliance Risk Review team evaluates the regional businesses with the Firm’s policies and procedures to meet relevant regulatory expectations. You will plan and manage compliance reviews according to the risk review program. Leading on-site reviews will enable you to validate Read more […]