COMPLIANCE MANAGER – MULTINATIONAL – UAE recruitment
Key responsibilities of the role include:-Deal with all compliance and regulatory affairs and liaise with the local regulators; Advise on changes of local laws/regulations and indicate its implication in internal policies/procedures-Develop and implement compliance monitoring programs and identify needs for further enhancements-Analyze and monitor client complaints-Training of employees on internal procedures, guidelines and legal regulatory requirements The successful candidate will have a minimum of 5 years experience within a top tier organization. A sound knowledge of MS office Read more […]
Compliance Manager – Financial Markets Division recruitment
This role aims to enhance the risk and compliance monitoring function through an integrated business approach. The function ensures adherence to internal and external policies and procedures facilitated by close monitoring to allow faster and more efficient mitigation and escalation of any breaches by traders and FMD sales teamThe incumbent will be required to interact heavily with the following divisions:Financial Markets front officeFinancial Markets middle officeWholesale Operations Centre (WOC)ComplianceRisk Management Division (RMD)This role will report directly to the Head of Financial Markets Read more […]
Compliance Manager – Taxation recruitment
A leading bank in the UAE is looking for a Tax Compliance Manager to join their growing team. You will be required to manage, update and improve all tax administrative systems and processes as well as promoting validity, accuracy and completeness of tax accounting. Perform tax risk management activities and ensure tax compliance as well as carrying out necessary tax training, preparing tax manuals, updating tax policy document and implementing across the business.Applicants will have excellent experience tax in the areas of compliance. The successful candidate will need to have strong communication Read more […]
Banking Legal Counsel (Restructuring/ Special Assets- Wholesale Banking Group) recruitment
The Legal Counsel shall provide assistance and advice: • Areas of law: advanced knowledge of commercial banking, investment banking, trade finance, any form of secured/ unsecured (syndicated) lending, structured products, any form of restructuring/refinancing. A sound working knowledge of derivatives, retail banking, real estate, commercial contracts, Islamic Finance, corporate law, and/or capital markets would bean advantage.• Advanced knowledge of LMA documents and good deal experience, including restructurings. • Across various areas of the business (including the Credit Department, Read more […]
Compliance Manager recruitment
As a Compliance Manager you will be responsible for assisting the Head of Compliance in the anti money laundering and sanctions areas of the business. In this role you will also be providing advice to line managers on the impact compliance regulations have on their relevant businesses. This may include reviewing new products, advising on system enhancements, initiating changes to manuals as well as providing input to audit and training programmes.To be successful in this role you must have significant local AML and KYC knowledge and ideally have had exposure to custody or sub custody businesses Read more […]
Legal Counsel, Wholesale Banking recruitment
Key Roles Responsibilities -Be a contact for all other legal issues arising in the Wholesale Bank -Assist the Wholesale Bank in procuring that appropriate forms of legal documents are used for dealings with third parties which contain adequate protections and remedies to address credit and event risk, and to help determine that transactions with third parties are valid and enforceable under the laws of all relevant jurisdictions -To assist in the negotiation and completion of contractual documentation with customers and counterparties -To assist in the design and terms of structured and customised Read more […]
COMPLIANCE OFFICER – PRIVATE BANK – UAE recruitment
Key responsibilities of the role include:-Deal with all compliance and regulatory affairs and liaise with the local regulators; Advise on changes of local laws/regulations and indicate its implication in internal policies/procedures -Develop and implement compliance monitoring programs and identify needs for further enhancements-Analyze and monitor client complaints-Training of employees on internal procedures, guidelines and legal regulatory requirementsThe successful candidate will:-Have a minimum of 2 years experience with a top tier bank in the UAE-Have a sound knowledge of MS Read more […]
COMPLIANCE OFFICER & Legal all-rounder recruitment
Our client is a Swiss Private Bank with growing presence in Switzerland, Asia and the Middle East. Committed to traditional Swiss Private Banking standards, our client offers their Private and Institutional tailor made solutions to serve their sophisticated needs.Sole Compliance and Legal Representative on the ground and reporting into the Head Office in Zurich, your role will include but not be limited to:• Liaising with Private Bankers to ensure all account openings and transactions are fully compliant as per local regulations and Swiss standards• Training of employees on internal guidelines, Read more […]
Legal Counsel, Banking/Financial Services recruitment
The role of the Legal Counsel shall cover the provision of legal advice principally within the following areas:Wholesale BankingIslamic BankingRestructuring and Special AssetsCash and Trade/Trade FinanceAgency on syndicated deals.The Legal Counsel shall provide assistance and advice:Areas of law: advanced knowledge of commercial banking, investment banking, trade finance, Islamic Finance, any form of secured/ unsecured lending, structured products, any form of restructuring/refinancing. A sound working knowledge of derivatives, retail banking, real estate, commercial contracts, corporate law, Read more […]
Regional Compliance Manager, Global Private Bank, DIFC, UAE recruitment
Our client is one of the world’s largest wealth managers with global AUM of $150bn and offices in over 25 Countries. The business unit focuses on serving the investment needs of ultra high net worth individuals in the Asia Pacific regionOverview of the role:Due to our clients continued expansion in the region we are looking for a regional compliance manager. Working in a team environment you will be responsible for compliance matters in the MENA region for this top tier private bank.Duties:• Review all the existing compliance controls for the current businesses to ensure that current controls Read more […]