Senior Consultant – Governance Risk & Compliance recruitment

The Risk and Regulation team within Consulting are currently looking for a Senior Consultant located in our Regional Financial Services Consulting Practice.- Understands recent and forthcoming regulation and business change implications and/ or risk functions design and change and has experience in changing organisational structures, operational team designs and spans of control within a complex organisation.- Delivery of Risk and /or Regulatory Programmes and the use of methods and accelerators to optimise solution robustness and mitigate delivery risk- Knowledge of risk and financial systems Read more […]

January 16, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Senior Consultant – Governance Risk & Compliance recruitment

Local Compliance Officer – London branch recruitment

Mediobanca is currently looking for a Local Compliance Officer for its London branch to provide, in collaboration with the Group Compliance team in Milan, compliance coverage and support to capital market and trading businesses with focus on Market Abuse, Mifid and Anti Money Laundering issues.Key  responsibilities:• Review trading and capital market activities to check compliance with appropriate rules, regulations and firm policies;• Provide interpretation of relevant rules, regulations, policies and procedures to staff;• Provide advice and support to staff on all aspects of AML Policy;• Provide Read more […]

January 16, 2012 • Tags: , , • Posted in: Financial • Comments Off on Local Compliance Officer – London branch recruitment

KYC Analyst recruitment

Responsibilities/Requirements as follows: Excellent communication skills and ability to communicate all types of information to a range of audiencesGood understanding of rules around KYC, AML, MiFID and legislative requirementsPerform sanctions checks on clients and also classification of KYC and MiFIDKnowledge of operational risks that banks face and experiencing in monitoring controls consistently to prevent thisCandidates from retail banking or wholesale markets (FX, Fixed Income or Derivatives) are requiredAdvise teams of any potential impacts by tracking industry and market developmentsFor Read more […]

January 9, 2012 • Tags: , , • Posted in: Financial • Comments Off on KYC Analyst recruitment

Head of Central Compliance recruitment

Leading banking organisation is looking for a Head of Central Compliance to join their London team.Duties include:Deputise for COO as appropriate;Liaison with internal and external counsel and regulatory bodies;Undertake transversal projects as assigned by the COO and/or Head of UK Compliance;Ensure that at country level the Compliance procedures, systems and controls are up to date and effective, and to identify / facilitate remedial action where necessary;Ensure all reporting processes and requirements at country level are fulfilled;Take a leading role in the preparation for regulatory inspections Read more […]

January 9, 2012 • Tags: , , • Posted in: Financial • Comments Off on Head of Central Compliance recruitment

Compliance Officer – Insurance Broking recruitment

This well established Insurance Broking firm are seeking a Compliance professional to join their existing team.Supporting the Head of Compliance, you will undertake a broad and varied compliance role with an International focus. This is a highly commercial role and as such you will be involved in working proactively with the business. You will play a key role in providing advice and guidance on Compliance and Regulatory requirements, as well as, setting and embedding relevant policies and procedures. Ensuring the business is updated and aware of new and upcoming regulation which could impact the Read more […]

January 7, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Compliance Officer – Insurance Broking recruitment

Senior Marketing Control Manager recruitment

Senior Marketing Control ManagerMilton Keynes or London and Milton KeynesSalary £60,000-70,000The Santander Group has more than 150 years’ experience in banking and more branches worldwide then any other international bank. We are well on the way to repeating this success in the UK with over 25million customers, 1.8 million shareholders and more than 1400 branches. With a continuing focus on growth our goal is simple. To be the best retail bank in the UK.You will be joining us at an exciting time as we embark on an activity programme to support our market and growth aspirations. This is a great Read more […]

January 5, 2012 • Tags: , , • Posted in: Financial • Comments Off on Senior Marketing Control Manager recruitment

Compliance Director : Retail recruitment

Compliance Oversight / Consultancy Proactive contribution to, and challenge of, the business unit Compliance functionEnsure business unit Compliance functionhave a clear understanding of the dynamics of their regulatory compliance risk profile and are aware of their ongoing responsibilities;Support the development of their business unitcompliance capability and constructively challenge their ongoing effectiveness;• Understand and constructively challenge business unit Compliance function(s) on the regulatory compliance risk exposures, both current and anticipated, that should be receiving attention; Read more […]

January 2, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Director : Retail recruitment

Legal Assistant recruitment

This well-known and expanding General Insurance firm are seeking a European Legal Team Assistant to join their Legal department.This is an exciting opportunity for a Law Graduate and will involve providing paralegal and administrative support to the European Legal Director and Company Secretary. You will be responsible for preparing written reports, drafting and amending contracts and checking legal documents. The role will also provide the opportunity for support the Compliance team and to be involved in Corporate Governance and Insurance related legislation.The ideal candidate will hold a Law Read more […]

January 1, 2012 • Tags: , , • Posted in: Financial • Comments Off on Legal Assistant recruitment

Compliance Assistant recruitment

Compliance Assistant required by an Asset Manager for their Financial PLanning and SIPP Businesses based in London. Provide assistance to the Group Compliance Officer of the Financial Planning and SIPP Businesses. Liaise closely and advise businesses to create and maintain an environment in which the businesses are able to comply with their obligations undervarious FSA regulatory requirements and the requirements of any other regulatory or Government body. Experience or qualification within the financial planning industry is desirable.

January 1, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Assistant recruitment

Assoc Director – Group Legal & Compliance Assurance Team recruitment

£Excellent package + £4,999 Car AllowanceRef: PJ/PA/03Assoc Director – Gp Legal Compliance Assurance DivOur client, which is a very well known recognised player in the FS Markets, seeks an AD toprovide reliable, valued assurance to the Group Head of Compliance (Group Principal Risk Owner) over compliance in relation to the application of particular internal rules policies, external regulations, and, where applicable, local laws and restrictions pertaining to Legal Regulatory Compliance and Financial Crime.The core responsibility of an AD is to plan, manage and where appropriate execute conformance Read more […]

December 17, 2011 • Tags: , , , • Posted in: Financial • Comments Off on Assoc Director – Group Legal & Compliance Assurance Team recruitment