Compliance Analyst – London-Insurance-£40k recruitment
Compliance Analyst-London-Insurance-£40kThis client is a successful Lloyds insurer based in The City which operates in a thriving market where they have unrivalled knowledge. This is an excellent opportunity for the right candidate to grow their compliance knowledge and build a career in this sector.The role involves a selection of responsibilities including the following:The main aspect of this role will compliance monitoringAdvising different areas of the business as requiredUpdate business as reuired on regulatory affairs, eg FSA, Lloyds, money laundering, sanctions, fraud, bribery etcSupport Read more […]
Forensic Investigator – Financial Crime recruitment
An opportunity for an AML investigator has arisen within a ‘Big 4’ firm. This is an opportunity to become an expert in your field within one of the world’s most respected companies, working on cases that often gain high levels of media exposure.Working with a specialist team of forensic investigators, you will provide specialist advice to companies and lawyers who require detailed investigations to be undertaken or disputes to be resolved. The work will be varied and you will be exposed to highly sensitive cases in areas such as corporal fraud, money laundering, corruption cases and dispute Read more […]
‘Big 4’ Forensic Investigator – Anti Money Laundering recruitment
An opportunity for an AML investigator has arisen within a ‘Big 4’ firm. This is an opportunity to become an expert in your field within one of the world’s most respected companies, working on cases that often gain high levels of media exposure.Working with a specialist team of forensic investigators, you will provide specialist advice to companies and lawyers who require detailed investigations to be undertaken or disputes to be resolved. The work will be varied and you will be exposed to highly sensitive cases in areas such as corporal fraud, money laundering, corruption cases and dispute Read more […]
Group Centre Manager – Sanctios & Operations recruitment
Group Centre – Manager, Sanctions Operations, Group Compliance – 00049841Primary Location : UK-LondonPosting Date : 11/11/2011 – OngoingWork Locations :1 Churchill Place, Canary WharfLondon E14 5HPSalary Benefits CompetitiveDescriptionOverall Job PurposeThe Sanctions Manager will be responsible for day-to-day management of Group economic sanctions and anti-money laundering (AML) matters, and will be more broadly involved in providing substantive advice, guidance and recommendations regarding the Group Sanctions Policy and related processes and procedures, both to Business Units (BUs) and the Group. Read more […]
**Commercial Corporate Lawyer** recruitment
My client is a wholesale insurance underwriter with a presence in the London market. Listed on the London Stock Exchange, my client uses its insight to deliver excellence and achieve success across the risk-taking insurance business and underwrites a mix of short and long-tail business, encompassing property, liability, marine and “speciality” classes.In order to support the recently re-organised compliance and legal function my client is looking to recruit a corporate lawyer. You will have primary responsibility for all legal aspects within the business, reporting to the Director with responsibility Read more […]
FSA Remediation Compliance Consultants recruitment
Job Description Support the FSA Remediation exercise, in response to the recent “Dear CEO” letters that have been sent by the FSA earlier in the yearReview completed files that were previously verified by the sales team and assessing them in relation to retail suitability under FSA guidelines and regulationsSkills and ExperienceDegree educated – business/finance/law related; professional qualification as well would be preferred but not essentialProven compliance consultancy background working with Private Wealth Management clients ideally with a focus on understanding Read more […]
Compliance Officer – Private Banking recruitment
Our client, a leading wealth management firm with global operations, are currently seeking to recruit an additional compliance officer to join their established team. The team provide compliance advice to the global activities of the firm in relation to the development, management and marketing of its product range, as well as developing compliance policies and providing technical compliance advice to the wider business. Broadly speaking, responsibilities will include the provision of technical advice and governance, regulatory risk and control, training, and playing a key role in liaising with Read more […]
Compliance Associate recruitment
The purpose of the role is to assist the Atlantis Chief Legal Officer in carrying out a wide range of compliance duties in the various jurisdictions in which Atlantis operates. The work is varied, interesting and highly international in character. The position is likely to suit an existing compliance professional, or alternatively a newly qualified solicitor with an interest in regulatory work.Skills and experience requiredgraduate of a reputable university;intellectual rigour;1 to 2 years experience providing advice on financial services regulation, ideally with some experience of regulation Read more […]
Compliance Division, Control Room Associate/VP recruitment
Job Summary Responsibilities BUSINESS UNIT AND ROLE OVERVIEWThe Control Room is primarily responsible for preserving the integrity of the firm’s information barriers and compliance with certain key regulatory mandates. Team members are exposed to a dynamic environment that requires interactions with all firm businesses. The candidate will work closely with the London team in assisting with day to day Control Room flows (e.g., managing the Grey List and Restricted Trading List, dealing with wall crosses and reviewing and clearing Global Investment Research publications), chaperoning communications Read more […]
Compliance Administrator recruitment
A top 40 UK legal firm is currently seeking a Compliance Administrator to join their Finance department on a permanent basis. Reporting to the Compliance Manager, you will be performing conflict searches as required, as well as assisting with conflict work flow for the team. You must ensure the Firm’s clients (new and active) are screened in line with Government Sanctions Legislation and you will be responsible for managing the Firm’s Client Engagement process. This will require liaising with Partners, fee-earners and secretaries and include obtaining authorisation for rate agreements that deviate Read more […]