Regulatory Risk Manager – Advisory recruitment
We are working on a fantastic opportunities for experienced Regulatory/Conduct risk professionals to join a market leading Risk Advisory function at one of the Big 4. This function seeks to assist firms in the development of their governance and risk arrangements. The roles will be permanent and based in either Edinburgh or Glasgow.Due to the increased demand for their services, our client is looking to recruit experienced Managers and Senior Managers into their team. We are interested in speaking with senior risk professionals with well-developed consulting skills. You will work with client partners Read more […]
Compliance Officer – Monitoring & Reviews recruitment
Compliance Officer required for the Risk and Assurance division of this leading investment bank.You will assist in establishing and maintaining a risk-based electronic trade surveillance monitoring programme, covering monitoring of relevant regulatory and exchange requirements. Key Responsibilities: On-going performance of the electronic trade surveillance programmeAssisting in regulatory and internal investigations as assigned by the Compliance Management Team or Head of Financial CrimeActive participation in investigations into incidents arising within the business lines ensuring proper and timely Read more […]
Compliance Analyst – Exchange recruitment
A highly regarded exchange are looking for a Compliance Analyst to join their team in London. This is a progressive business that are leaders in their field and have reported an increase in trading volumes year on year. This is a fantastic opportunity for a junior (2+ year) individual to broaden their exposure to a wider remit of activities.The role of the compliance analyst will be varied, however expected tasks will include -The planning and implementation of the monitoring programmeReviewing internal compliance policy.Managing participant’s service requirementsWorking with other teams (eg Read more […]
Legal & Compliance Compliance Surveillance Manager – VP – Based in London recruitment
Position ProfileThe position requires a person who is enthusiastic, confident and has practical experience in performing asset management surveillance activities. The person’s background could be a compliance officer, Chartered Accountant, internal auditor, or regulatory examiner.Specific ResponsibilitiesThorough and up to date understanding and practical experience of either buy-side or sell-side Fixed Income and Equity trading systems and processes, including programme trading, direct market access and algorithmic trading.Work with the Compliance Advisory teams for the Institutional and Retail Read more […]
Compliance Surveillance Analyst recruitment
Work as part of the Team providing Central Compliance Services to RBC Capital Markets (RBCCM) and Wealth Management (WM) London Support the delivery of core elements of the Compliance Management Plan (see responsibilities below) as it relates to monitoring and surveillance on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives, andSupport the development of a strong and consistent compliance culture across all areas of the Capital Markets and WM operations in LondonPRIMARY RESPONSIBILITIES Support the ongoing operation of RBC’s Central Compliance team, Read more […]
Compliance Business Partner – Insurance recruitment
This leading Global Insurance Broker are seeking a Compliance Business Partner to join their expanding Compliance, Regulatory and Governance function.This is a highly commercial role which will act as the primary interface with the business to deliver oversight and advice around Compliance and Regulation. Your responsibility will cover advising the business around regulatory requirements, including any upcoming regulatory change, this will cover issues and queries around compliance policies, procedures, systems, controls and wider governance across the firms General Insurance Broking and MiFID Read more […]
Commercial Lawyer (Newly Qualified) recruitment
Organisational overviewThe National Employment Savings Trust (NEST) is a brand new workplace pension scheme. It’s been designed around the needs of employers and workers and offers a low-cost, easy to use way to save for retirement.We champion:• Easy online access• Clear communications• High quality governance.• Award winning investment strategyNEST Corporation is the Trustee of the scheme and is a non-departmental public body independent of government but accountable to Parliament through the Department of Work and Pensions.We work with the best outsourcing partners to deliver the Read more […]
Life Tax Specialist, Bristol, Banking, £430 recruitment
Life Tax Specialist, Bristol, Banking, £430 Tax, Banking, Specialist, Life Insurance, Compliance, Legal, Abacus, One Source My client, a leading bank, urgently requires a Tax Specialist for their Bristol office on a long term contract basis, paying up to £430 per day. The candidate must have: – Strong Life Insurance Tax knowledge – Financial Services Background – Knowledge of either Abacus or One Source – Strong Communication skills this is an exciting time to join what is becoming a major hiring area in the UK. If you match the above skills please apply immediately. To find out more about Read more […]
Compliance Officer – Sanctions, AML recruitment
I am currently working on 3 Sanction roles across 2 top-tier Investment Banks based inLondon. The roles are: 1 Director level – salary range is £100 – 125k basic 1 Associate Director level – salary range is £70 – 80k basic 1 Analyst level – salary range is £40 – 50k basic Responsibilities: Provide advice, guidance and support to the AML local advisory teams of the relevant businesses on sanctions regimes and related policies, including advice regarding alerts produced by payment and client screening systems. In collaboration with the Senior Compliance Managers and Policy Manager in the Read more […]
KYC Contract recruitment
Job Purpose/Summary:The KYC Team within Financial Crime Compliance is responsible for implementing the banks Know Your Customer Standards and conduct due diligence on customer relationships.The Team is looking for a KYC Analyst to perform new and existing accounts vetting and approval.Key Responsibilities/Accountabilities:Responsible for collecting Know Your Customer information on new clients relationships for all business areasClients types to include –among others- SPVs, hedge funds, financial institutions and corporates, across all jurisdictionsPerformance of clients’ risk assessment, based Read more […]