CCO: Chief Compliance/Legal Officer | London based IB recruitment
The role reports into the Head of compliance for financial services block (CIB, WM, PB), as well as reporting locally to the CEO UK / Head of Research, MD.Your Profile: Degree level education (exposed to legal side), adequate qualification certificates (CF10 Compliance Oversight CF11 Money Laundering Reporting is a must) Experience in compliance in a financial services firm that has international presence (likely to have 7 years experience) Familiarity with all business lines operating in UK entity (Institutional Sales Trading, Investment Banking, Asset Management), basic knowledge of specifics Read more […]
July 5, 2012
• Tags: CCO: Chief Compliance, Compliance, Legal careers in the UK, Legal Officer | London based IB recruitment • Posted in: Financial • Comments Off on CCO: Chief Compliance/Legal Officer | London based IB recruitment