Asset/investment Management Compliance Officer
Our client, an internationally recognized investment management firm, is seeking a number of compliance professional at a range of seniorities for a long term project surrounding the creation, implementation and testing of a compliance framework. Candidate will require in depth knowledge of some or ideally all of the following:Investment or asset management business practices and formulation of compliance programsERISA RegulationCurrent and upcoming SEC regulation and practicesCompliance Testing including the Advisers Act of 1940 and 1940 ActGIPS requirementsRule 206(4)-7SEC inspections and examination Read more […]
Legal Analyst / Paralegal / Regulatory
Reporting to the Head of Legal they seek an impressive individual to support the growth and development of their funds distribution business and work on a range of legal and regulatory issues.Key requirements:Strong academics; law degree or relevant legal qualificationSolid background with an in-house legal team within an investment management firmPara legal experienceA superb opportunity to join a professional firm with the highest performance standards and a place where creativity, accomplishment and intellect flourish.Mason Blake acts as an employment agency for permanent recruitment and employment Read more […]
AVP Regulatory Affairs
Our views matter. So will yours. Further information about ‘working at Moody’s’ is available at our Careers Page at www.moodys.comThis position is based in London and will have a particular focus on the Europe, Middle East and Africa region, responsible for assisting in: analysing regulatory developments; drafting responses to policy initiatives; analysing regulatory frameworks in jurisdictions where Moody’s is or is considering carrying on business, preparing presentations relating to regulatory developments; and on an as needed basis developing and maintaining relationships with regulators. Read more […]
Sanctions SME
The ideal candidate will have worked for a global commercial bank and will have ideally been involved within trade finance at some point in their career, being use working with a variety of payment systems/methods.The team are central to the EMEA and work closely with a number of regional teams, working on escalations and ensuring the bank is fully meeting global sanctions requirements. The role will also work with the head of compliance in attending a variety of external committee meetings with to represent the bank. These meetings are a vital way for the bank to contribute to the industry and Read more […]
New Product Manager
Join Santander and you’ll become a vital part of a business built on the outstanding service provided to our customers, as well as the award-winning products we offer. We’re one of the fastest growing banks in the UK and that is down to our people. And we recognise that as we help you develop your career you’ll be doing the same for our business.IGC is a fast paced and strategically important function within San UK, with an objective to identify, intervene and take corrective action where conduct risk issues, poor customer outcomes or failures are identified. This not only reflects San UK’s commitment Read more […]
Compliance Analyst
Two things really stand out about this opportunity. Firstly the firm is a well established international re-insurance broker with market leading positions in several niche and specialist sectors. It is big enough to have presence, financial stability and growth but small enough to mean that every emplyee is known and really counts. Secondly, the role is perfect for someone ambitious who wants to really interact with the business, grow their compliance skills and strengthen expertise on lots of levels. The firm has a culture that respects and values compliance and the role would suit someone Read more […]
Assurance Analyst
Salary $84,727(plus 15.4% superannuation)Canberra basedYou must be an Australian citizenMake your next career move with the Australian Office of Financial Management (AOFM). The AOFM is a small agency where your contribution will be valued and rewarded. AOFM is an Australian Government agency that issues government securities and manages financial investments for the government. The AOFM provides generous assistance for work-related study and professional development. Role Overview: The Assurance Analyst works within the Enterprise Risk and Compliance Group, within the Assurance team. The Read more […]
Legal Counsel (Bilingual)
The successful candidate will join a growing team of legal professionals located in Singapore and will be responsible for providing the necessary legal advice/support to the company’s expanding asset management business. Ideally, the candidate should possess a working knowledge of the funds industry in Singapore, Hong Kong or Taiwan. Experience with fund documentation will be an advantage.Candidate must be effectively bilingual and able to read and write Traditional Chinese. Candidate should also possess strong analytical skills with 2 to 5 years PQE.Please send your resume along with a Read more […]
Legal Counsel (Bilingual)
The successful candidate will join a growing team of legal professionals located in Singapore and will be responsible for providing the necessary legal advice/support to the company’s expanding asset management business. Ideally, the candidate should possess a working knowledge of the funds industry in Singapore, Hong Kong or Taiwan. Experience with fund documentation will be an advantage.Candidate must be effectively bilingual and able to read and write Traditional Chinese. Candidate should also possess strong analytical skills with 2 to 5 years PQE.Please send your resume along with a Read more […]
PARALEGAL
The successful candidate will join a growing team of legal professionals. Responsibilities includes but not limited to:Assisting legal counsels in the review and drafting of legal documentationConduct legal research on relevant areas of law and ensure compliance with regulatory requirementsReview legal records on regular basis to ensure compliance with group policiesProvide support and assistance to the legal department. The candidate must be effectively bilingual in both English and Traditional Chinese language to effectively handle applicable documentation. Experience in Legal documentation Read more […]