Compliance Officer – Compliance Examinations
Compliance Officer – Compliance Examinations – EMEA and Asia Pacific, SP Capital IQ and SP Rating ServicesWith offices in 23 countries and a history that dates back 150 years, Standard Poor’s is known to investors worldwide as a leader of financial-market intelligence. SP strives to provide investors who want to make better informed investment decisions with market intelligence in the form of credit ratings, indices, investment tools and research, and risk evaluations and solutions. We are known as an independent provider of credit ratings. In 2009, we published more than 870,000 and revised credits Read more […]
AML Manager
Global Investment Bank9 month contract to permanent opportunitySydney CBDOur Client is a high profile and leading global investment bank servicing a diverse range of corporates and financial institutions. They are seeking the services of an experienced Compliance professional to work as part of the Anti Money Laundering Team covering Equities, Commodities and Investment Banking. You will be responsible for carrying out AML checks on counterparties, transaction monitoring, sanctions control and AML reporting.To be successful, you will possess related banking and compliance experience and demonstrated Read more […]
Executive Manager AML & Sanctions Operations
Commonwealth Bank is seeking an Executive Manager to join their Group Security (GS) division, in this sought after position. Group Security supports all areas of the Group’s domestic and international operations, including subsidiaries and joint ventures where the Group holds a controlling interest. GS is accountable for group-wide frameworks and assurance relating to protective security, fraud corruption control, reporting of fraud and unethical behaviour, and business continuity management, GS provides a full range of physical security, financial crime, investigations, and Anti Money Laundering Read more […]
AML – PwM – KYC – File Reviews
The VP/SVP will need to have strong working knowledge of Private Banking/Private Wealth management, people management skills and most importantly, extensive knowledge/experience of KYC and File Reviews. If you are currently available or about to finish a contract/notice and keen to explore further, please send in your CV for immediate consideration. Key Skills: VP, SVP, AML, Anti Money Laundering, KYC, Know Your Client, File Reviews, Management, Advisory, Private Banking, Private Wealth Management, Singapore. Contact: Nicole Quek () / Tel: +65 6590 9164Marks Sattin (Singapore) Pte Limited, Recruitment Read more […]
Derivatives Lawyer
Skills Required: LPC qualification or similar post degree law qualification For more information or to apply for this role, please contact Jasemin at jasemin.akcay@jcwresourcing.com or call on 02035 899 276
AML SYSTEMS MANAGER- 8-12 MONTH CONTRACT- **20K-30K**
***8 MONTH CONTRACT AML SYSTEMS SPECIALIST ***My client is a major Financial Institute specializing in insurance and asset management who are now looking to strenghten their compliance data system. This is an exciting 8 month contract with the potential to be extended further to work and develop as a key member of a growing organization and a rare opportunity to work with senior stakeholders. Responsibilities:Act as Business Administrator of the regional anti money laundering (AML) application. Act as main business contact for local end users within Asia to assist with queries and change requests.Liaise Read more […]
AML Specialist MNC insurance $35-40K 6mth-perm
The CompanyA well-established insurance company is urgently looking for an AML Specialist initially on a 6 months contract to permanent basis, acting as a business administrator of the regional AML application.The RoleAct as Business Administrator of the regional anti money laundering (AML) application. Act as main business contact for local end users withinAsiato assist with queries and change requests.Liaise with Information Technology / technical support on system matters.Assist with other ad-hoc / business-as-usual AML work.Your ProfileI.T. project/application management or business analysis Read more […]
Director, Regulatory Risk
Are you seeking to join a stable and dynamic bank that is well positioned and dedicated in staying within Asia?Our client is one of the worlds most prestigious and renowned banks in the world. Currently their APAC regional hub is seeking an experienced Regulatory Risk specialist to join their team and support the business in managing and implementation the regulatory changes. In this position you will be working very closely with the operations and middle office teams and supporting the COO in providing adequate controls and risk programs within the bank.This is opportunity offers you excellent Read more […]
VP AML Private Equity
Responsibilities will include: Assist firm’s Anti-Money Laundering Reporting Officer in implementing firm-wide centralized global AML programServe as a point person for firm global AML program covering substantive, administrative and technical components of the programCoordinate across business groups and regions to ensure consistent AML processConduct AML checks on a variety of clients – LPs, Corporate entities, Individual investorsDraft and update policies and proceduresQualifications:5-7 Years of progressively increasing AML advancement coming from a top tier PE / Hedge Fund and/or bulge Read more […]
Investment Compliance Specialist
Responsibilities: Assist in the prevention, detection and resolution of investment issues and breaches for all funds and accounts (UCITS, Non UCITS, US RICs, Institutional mandates)Perform analysis on new rules and regulations and the impact on the business. Assist with the trade management monitoring programme for funds and accounts.Engage with Front Office IT support staff and compliance colleagues to develop reporting and system enhancements to ensure a best in class control environment is maintained.Maintain strong communications with staff in operational and control functions, e.g. Legal, Read more […]