Regulatory Advisor – Global Insurer
A global commercial insurance firm is seeking to hire an experienced compliance professional with a wealth of regulatory experience in the insurance sector, to provide regulatory advice to the business and serve as regulatory liaison for the company.Sitting within the legal compliance team, this role provides regulatory oversight to the European business, providing advice to the front line business on conduct risk issues and related FCA controls, as wells as managing the flow of regulatory information across the business, and helping to manage the relationship with the regulator.Candididates should Read more […]
Regulatory Compliance Associate with Accountancy knowledge
Regulatory Compliance Associate with Accountancy knowledge Competitive Remuneration Based London (West End). Commutable from City. Risk Management and Compliance job requiring an individual with regulatory compliance experience and an accounting or accountancy related background. Our Client Our client is based in Mayfair. They are a small firm with an outstanding reputation for long-only asset investment management. Job Specification With exposure to all areas of the business, you will play a key role in the Company’s risk management and compliance functions. Please note that this role requires Read more […]
Compliance Officer
Role: Compliance Officer -UKRegionCompany: Asset ManagerType: ContractDuration: 12 MonthsLocation: ManchesterRate: £400 per day An asset manager with a presence across theUKis looking for a Compliance Officer to join the business to on a 12 month basis to ensure the business remains compliant withUKregulations. The duties will include: Co-ordination of Approved Persons approvals / cancellationsMaintain a Regulatory Reporting calendar to ensure all reports are completedMaintain the proprietary breach reporting log and complaints registerAssist with the regular cascade of the Conflicts of InterestMaintain, Read more […]
Enterprise Risk Reporting Analyst Job
Enterprise Risk Reporting Analyst (Job Number: 1315032)DescriptionResponsible for providing analysis, assessment, and timely information to senior management and the Board of Directors on the overall size, composition, quality and risk trends of the credit portfolio. This involves analysis of variances in our nonperforming assets, largest counterparty exposures, individual portfolio segments, industry segments, etc. which is used for inclusion in our FED filings, SEC, and BASEL II reporting.QualificationsUndergraduate Business Degree. Masters of Business preferred. 5 years credit experience. 10 Read more […]
Compliance Advice and Assurance Specialist, Cards
Banking and Financial Services Group (BFS) is the primary relationship manager for Macquarie’s retail client base in Australia, New Zealand, Asia, North America and Europe. Products and services include wealth management, stockbroking and retail lending and banking solutions such as residential and commercial mortgages, investment lending, personal loans, credit cards and relationship banking to businesses and professionals. Macquarie’s business is structured into six operating groups and four service groups. Strong prudential management has been a key to Macquarie’s success over many years. The Read more […]
Regulatory Reporting Specialist, Associate 2
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $26.03 trillion in assets under custody and administration and $2.24 trillion in assets under management as of September 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,230 worldwide. For more information, visit State Street’s website at http://www.statestreet.com/.Promoting a culture of excellenceWith more than 29,230 employees Read more […]
Regulatory Reporting Specialist, Associate 2
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $26.03 trillion in assets under custody and administration and $2.24 trillion in assets under management as of September 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,230 worldwide. For more information, visit State Street’s website at http://www.statestreet.com/.Promoting a culture of excellenceWith more than 29,230 employees Read more […]
Regulatory Reporting Supervisor, Senior Associate
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $26.03 trillion in assets under custody and administration and $2.24 trillion in assets under management as of September 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,230 worldwide. For more information, visit State Street’s website at http://www.statestreet.com/.Promoting a culture of excellenceWith more than 29,230 employees Read more […]
Regulatory Reporting Supervisor, Senior Associate
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $26.03 trillion in assets under custody and administration and $2.24 trillion in assets under management as of September 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,230 worldwide. For more information, visit State Street’s website at http://www.statestreet.com/.Promoting a culture of excellenceWith more than 29,230 employees Read more […]
Compliance Analyst, Assistant Vice President
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $26.03 trillion in assets under custody and administration and $2.24 trillion in assets under management as of September 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,230 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,230 employees across 29 Read more […]