Americas Director of AML & Sanctions Compliance
Macquarie is a significant provider of institutional banking, securities trading and advisory services to clients globally.Strong prudential management has been a key to Macquarie’s success over many years. The Risk Management Group (RMG) is an independent, centralized unit responsible for assessing and monitoring risks across the Macquarie Group. The Compliance Division within Macquarie’s Risk Management Group provides compliance support and advice to Macquarie’s operating businesses.Macquarie currently operates in four jurisdictions in the Americas, including: the United States, Canada, Brazil, Read more […]
Regulatory Compliance
Qualified lawyer with strong investment banking experience sought by this prestigious financial institution. The ideal individual will be at least 4 years post-qualified and will have a strong knowledge of the UK regulatory environment. Experience from either a bank or from practice will be equally considered. This is a high impact, highly visible role requiring the incumbent to demonstrate superior verbal and written communication and influencing skills, together with the proven ability to manage senior internal and external stakeholder relationships. The role will suit a pro-active individual Read more […]
Regional Head of Internal Audit
This leading, global insurance business is looking to hire an Audit professional to work closely with and support the CEO, CFO and CRO to ensure an effective risk and control environment. This is a regional role with a strategic focus in a progressive organisation with a strong governance culture. Reporting to the Group Head of Internal Audit you will be required to develop audit strategy and ensure all audits are compliant with international best practice. You will also be required to establish and develop effective working relationship with business units while assuming risk assessment Read more […]
Advisor Group Chief Compliance Officer
The Advisor Group CCO reports directly to the SunAmerica Financial Group CCO with matrix reporting to the President and CEO of Advisor Group. This position has responsibility for managing the enterprise-wide compliance program as well as the individual broker-dealer compliance units. The successful candidate will emphasize cross-team collaboration; and will enhance how we communicate the state of compliance to the Advisor Group Senior Leadership Team.RESPONSIBILITIES* Manages the day-to-day activities of compliance officers responsible for each of the Advisor Group broker-dealers, including the Read more […]
Vice President and Managing Counsel
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.74 trillion in assets under custody and administration and $2.15 trillion in assets under management as of June 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,225 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,225 employees across 29 countries, Read more […]
Risk Manager Sr Job
Risk Manager Sr (Job Number: 1314091)BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation. Additional information Read more […]
Sr Administrative Assistant- Legal Job
Sr Administrative Assistant- Legal (Job Number: 1316032)DescriptionThe incumbent is responsible for performing a full range of diversified secretarial and administrative functions for senior level managers. He/She will assist with calendar management, travel arrangements, vacation tracking, expense reporting as well as other various administrative duties.QualificationsTypically requires a high school education. More than 5 years of experience. Must have knowledge of a variety of computer software and spreadsheets (Microsoft Word, Excel, Access and Power Point). Must have a high level of interpersonal Read more […]
AML/CTF Compliance Associate : Ready For More Responsability?
Do you have AML/CTF experience in a private bank? Are you ready for a larger compliance role? Do you have 5-7 years experience in a similar position? If you said yes to these questions, then do not hesitate to apply!
Asia Pacific Anti-Money Laundering (AML), Hong Kong coverage
Position Description (AML) Group, an integral part of the global Legal and Compliance Division, is charged with day-to-day oversight and coordination of the AML and Sanctions Program covering all of the Firm’s various businesses globally, including Institutional Securities Group (e.g. Fixed Income and Commodities, Global Capital Markets, Institutional Equities, Investment Banking, Wealth Management and Research) and Investment Management. Headquartered in Hong Kong (HK), the Asia (including Japan) Anti-Money Laundering (AML) Group includes dedicated personnel in Singapore and Tokyo as well. My Read more […]
Private Banking- Regulatory Compliance/AML
Proactively assist the management in its prime responsibility of complying with relevant • review of clients’ profiles. Review the client adoption and Know Your clients policies/procedures, including the • staff training, client due diligence, client reviews and transaction monitoring. Ensure appropriate compliance arrangements are in place including compliance policies, regulations to ensure that the Bank is able to conduct its business within applicable laws, directives, rule and regulations, and in accordance with the Bank’s Group Policy General Role Description • Key Features of Read more […]