Research & Governance
High calibre individual with a high degree of intellectual curiosity, strong analytical skills and excellent interpersonal skills sought by this high profile financial institution. Applicants will be high impact individuals with strong communication and presentation skills, together with the ability to quickly grasp new concepts. Key purpose of the role will be to acquire, analyse and report on financial and market information. This will involve both desk based research and face to face meetings and interviews with industry professionals. As such, the successful candidate must demonstrate Read more […]
Markets Structuring Compliance – VP
This is a fantastic opportunity to develop broad product knowledge, while advising on compliance, regulatory and tax/finance affairs. This department is heading up by a highly respected and knowledgeable Director with an excellent reputation in the industry. The role will involve: compliance support and management of the EMEA Markets Structuring business. providing guidance on complex and detailed structured transactions Deliver business updates on compliance initiatives, rule change consultation and implementation. Day-to-day business advisory and guidance, and execution of Compliance programs Read more […]
Funds Lawyer
Funds Lawyer / Legal Counsel / Asset Management The Role: The Funds Lawyer will be responsible for representing the legal interests of the fund range. The Funds Lawyer will act as an interface between Product Development and the external counsel for all legal issues related to funds, including new fund registrations and drafting prospectuses. The successful candidate will work with the Head of Product Development and Product Development team to ensure the firm is operating in an ethical and compliant manner, within regulatory guidelines. The Funds Lawyer will work with the legal team to monitor Read more […]
Senior Financial Crime and Sanctions Manager
Principal Responsibilities The role holder will work with the Head of Sanctions to develop and define the vision and Strategy for the Sanctions Team, whilst maintaining a consistent approach to financial crime in line with the banks group wide standards. Additionally: Team management of a Sanctions Advisory team, ensure all team members are suitability galvanised to deliver and develop appropriately Provide significant input into the development and implementation of Sanctions Policy and standards Provide thought leadership on Sanctions related issues Support the team and wider business areas in Read more […]
EDD Analyst
The successful candidate will have the chance to undertake risk based research and analysis in relation to high risk clients in a market leading team, liaising and working with senior positions within the Bank to manage potential client risk. This is a unique opportunity for the successful candidate to develop their compliance knowledge in a large, complex, multinational Bank.Our client is willing to invest in a bright and enthusiastic individual who is hungry to learn and wants to progress in their compliance career. The job will involve:Compiling standard due diligence work and analysisAdvising Read more […]
Senior Compliance Advisory Manager
Responsibilities: • Provide advice and guidance on regulatory issues affecting the business • Keep abreast of regulatory developments and the impact on the business • Implement and maintain policies procedures to ensure compliance with all of the latest regulations • Build a transparent and proactive relationship with the regulator • Identify assess regulatory risk • Provide regulatory training to the front office • Lead and develop the Advisory team Skills Experience: • A strong and demonstrated ability to provide compliance advice and a thorough understanding of relevant Read more […]
In-House Private Equity Funds Lawyers
Our client is a specialist global private equity manager with a range of specialist funds across private equity, fund of funds and venture capital. They are seeking an In-House Private Equity Investment Funds Lawyer to join their in house legal team in their London office. Key responsibilities include: providing legal expertise on the creation and management of funds (Lux SICARs, Limited Partnerships etc), the preparation and drafting of relevant fund documentation, negotiating with external investors, providing legal support to investment committees and relevant stakeholders, monitoring relevant Read more […]
Compliance Monitoring Analyst (1 Year Placement)
MG Investments is Prudential plc’s UK based fund management business and is one of Europe’s leading active asset managers with more than £238.4 billion* of funds under management across fixed income, equity, property and multi-asset strategies. -*as at 31 March 2013OpportunityThe Compliance Monitoring Analyst intern role is a 1 year placement, offering a candidate a fantastic opportunity to develop a career in Compliance.The MG Asset Management Compliance team It is made up of three sub teams:Fixed Income and Equities Advisory – The two advisory teams provide support to the business and work as Read more […]
CASS Expert
This opportunity is ideal for candidates with strong client asset knowledge from a bank or a consultancy who are looking to step up into a more senior role. Leadership skills are also key as well as an ability to liaise with a variety of senior stakeholders with in the business. Responsibilities: • UK Client Assets protection, either from a regulatory or operational perspective; • Compliance oversight of an Infrastructure area including Operations, Finance or Technology; • Regulatory obligations in relation to outsourcing; • Client take on, client categorisation and regulatory disclosures; Read more […]
Asset Servicing Risk Analyst Job
Asset Servicing Risk Analyst (Job Number: 1315763)DescriptionIncumbent will assume responsibility for the Asset Servicing new business acceptance function by monitoring documentation and adherence to relevant policies. Specific responsibilities include the following: Business Acceptance Organize weekly Asset Servicing BAC Meetings (Global Financial Institutions, US Asset Servicing, and Americas Alternative Investment Services). Facilitate the Asset Servicing Business Acceptance Committee process as Secretary of the Business Acceptance Committees. This includes developing respective BAC packages Read more […]