Legal Counsel Job
Legal Counsel (Job Number: 1313110)DescriptionCounsel – 11520 An experienced attorney who delivers high quality legal services to a line of business, subsidiary or activity of the Corporation. Departmental Overview; The Pershing Legal Department is headed by the Director of Legal. The Legal Department works with other business areas to ensure that all contractual arrangements are properly documented and are in compliance with applicable legal and regulatory requirements. The Legal Department provides advice and assistance to other business areas on legal and regulatory matters affecting the business. Read more […]
Group Compliance Officer
As an integral part of Deutsche Börse Group, Clearstream offers bank, settlement and custody services for fixed-income securities and shares to its 2,500 customers worldwide. As Europe’s leading provider of these post-trade services, the international central securities depository processes more than 10 million transactions per month, involving over 850,000 securities. We ensure that cash and securities are promptly and effectively delivered between market participants and that our customers are always notified of the rights and obligations attached to the securities they keep under our custody. Read more […]
Senior Manager – Compliance Assurance & Projects – Tier 1 Bank
A prestigious opening has become available for a seasoned Compliance professional to join one of the GCC`s most successful banks. Key responsibilities of the role will include: • Developing and implementing Regulatory Compliance Programs • Training staff on Compliance requirements and Anti-Money Laundering • Ensuring Corrective Action Plan is implemented for all outstanding audit issues • Handling all new projects that are initiated by Compliance • Effectively manage internal stakeholder (business units) relationships. • Manage sanctions lists used for payment screening • Manage Read more […]
Compliance & AML Consultant
– Leading Multinational Bank with Operations in over 50 Countries and 30,000+ employees. The Bank is one of the leaders in its industry, known to attract and develop top talent from across the World. Voted as one of the ‘best brands to work for’ on a global level. – Reporting into the Head of Compliance and Consultancy, you will be the key liaison for Compliance AML needs. You will plan and deliver on the Banks and it’s client’s Compliance AML outputs. You will train, coach and monitor teams to comply with Compliance AML changes and initiatives. – You must have a minimum of 3 years Compliance Read more […]
Initiatives Oversight Manager
96867BRThe UBS Group Executive Board (GEB) set up a Strategic Regulatory Initiatives Portfolio in 2012 to integrate strategic regulatory change under a single reporting and governance framework. The scope of the portfolio currently includes Recovery and Resolution Planning (RRP), Basel III, Derivatives Reform, FATCA, MIFID II, Volcker and will include others over time based on defined criteria. The objectives of this integrated approach are to:-Effectively respond to regulatory changes and understand the associated impacts;-Prioritize issues and decisions for the GEB and provide an overview of Read more […]
Senior Compliance Specialist
98646BRAre you a proactive, discreet person who likes to work in an international and challenging environment?We are looking for aSenior Compliance Specialistwho will be responsible for Swiss and international Anti Money Laundering Case Management. The Global Financial Intelligence Unit team plays a leading role to ensure that UBS is able to promptly identify and manage exposure to major AML relevant cases. The GFIU promotes a group wide approach regarding AML decisions and coordinates the respective information and follow up decisions. As a senior compliance officer, you will be in charge of identifying Read more […]
Legal & Compliance Manager – Top Tier Firm
Key Responsibilities of the role include: • Ensure that the businesses activities and products are in conformity with legislation. • Draft contracts and agreements related to the businesses activities • Develop, initiate, maintain, and revise policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. • Collaborate with other departments to direct compliance issues to appropriate existing channels. • Act as an independent review and evaluation body to ensure that compliance issues/concerns within Read more […]
Sr Administrative Assistant-Legal Job
Sr Administrative Assistant-Legal (Job Number: 1313302)DescriptionThe incumbent is responsible for performing a full range of diversified secretarial and administrative functions for senior level managers. He/She will assist with calendar management, travel arrangements, vacation tracking, expense reporting as well as other various administrative duties.QualificationsTypically requires a high school education. More than 5 years of experience. Must have knowledge of a variety of computer software and spreadsheets (Microsoft Word, Excel, Access and Power Point). Must have a high level of interpersonal Read more […]
Global Financial Crimes Compliance (GFCC) Officer, 6 Month Contract – Private Bank
JPMorgan Chase Co. is a leading global financial services firm with assets of more than $2 trillion, over 200,000 employees and operations in over 60 countries. It operates across four business segments including Corporate and Investment Banking, Commercial Banking, Asset Wealth Management, Community and Consumer Banking. The Wealth Management division of JPMorgan Chase Co. is part of the Asset Wealth Management business segment. It has offered for over 160 years customised solutions and client service of the highest quality to solve the complex needs of wealthy individuals and their families Read more […]
Global Financial Crimes Compliance (GFCC) Officer, Associate – Private Bank
JPMorgan Chase Co. is a leading global financial services firm with assets of more than $2 trillion, over 200,000 employees and operations in over 60 countries. It operates across four business segments including Corporate and Investment Banking, Commercial Banking, Asset Wealth Management, Community and Consumer Banking. The Wealth Management division of JPMorgan Chase Co. is part of the Asset Wealth Management business segment. It has offered for over 160 years customised solutions and client service of the highest quality to solve the complex needs of wealthy individuals and their families Read more […]