Compliance Manager -Life Insurance
My client is a well-established multinational insurance company. Currently operating in over 10 different countries in Asia, my client definitely has a strong focus in growing its Asia business. Due to the substantial and structured growth plan in place, the key objective for my client is to strengthen its compliance framework. As a career focused Compliance Manager, your key responsibility is to support the senior management in establishing and implementing the compliance framework. You will also be responsible for all corporate compliance related issues, reviewing product and marketing material Read more […]
Compliance Officer & Associate Director
Hanover Search have been retained by a very successful, award-winning discretionary investment management firm to find an outstanding Compliance Officer to lead the compliance function and become an integral part of the Management Committee.Overview:Management of the Compliance department as Head of Compliance and MLRO.As Associate Director, acting as a senior member of the firm and a member of the Management Team assisting the board with managing the company.Control Functions: CF10 Compliance Oversight, CF11 Money Laundering Reporting Officer, CF29 Significant Management function for ComplianceResponsibilities:Ensuring Read more […]
RAO Project Manager Job
RAO Project Manager (Job Number: 1311501)Description Role Summary: Part of a small team of experienced professionals, the RAO (Regulatory Administration Office) will provide project sponsors and senior level business executives with detailed knowledge and understanding of existing, upcoming and relevant regulatory news and resulting actions. The Regulatory Project Manager provides program/project/portfolio management expertise across all regulatory change and helps business executives understand what is relevant to their business, what the impact is, and how as a business group they should be Read more […]
Retail and Business Banking Compliance
This outstanding role in probably the outstanding retail and business banking franchise in the UK is a proactive, first line of defence position that will entail: Evaluation of the effectiveness of current policies and procedures Providing control evaluation and challenge of an active compliance change agenda Evaluating and signing off of new products and business offerings This is a challenging and wide remit that will put you at the heart of a sophisticated compliance function and in a significant relationship management position with a great many senior decision makers and stakeholders. Read more […]
US Hd of Risk
US Hd of Risk – Asset Mgmt (Job Number: 1313231)DescriptionOverall compliance responsibilitiy for ensuring effective implementation of the risk management framework in each of the US Asset Management boutiques and distribution channels including their reliance on outsourced and shared service providers.QualificationsBA or BS degree or equivalent work experience. MBA, JD degree or professional certifications preferred. 15 years of diversified compliance experience with exposure to investment management business, demonstrating a progressive increase in responsibilities.Primary Location: New York, Read more […]
Audit Manager III Job
Audit Manager III (Job Number: 1312563)DescriptionManages all activities for a large business(s) and operations (including custody and issuer services) or specialized audit/risk group(s), i.e., Credit, AML. Directly responsible for information regarding the quality and effectiveness of risk management and internal controls. Develops and maintains senior management and regulatory relationships. Responsible for the quality of their groups work and the implementation of divisional initiatives and goals. Should have adequately diverse experience across businesses, specialties, or countries to bring Read more […]
Head of APAC Regulatory Affairs
Working within a trade association is unique. It combines deep knowledge of the law and the business of the member firms with a prominent advocacy component and public policy outreach. Our Government and Regulatory Affairs Department manages all matters relating to regulatory and tax issues of relevance to the AIMA membership base. The growth of our specialist industry and the substantial increase in impactful policy issues means that the department’s role has become a crucial one. The GRA Department consists of three teams: Asset Management Regulation, Markets Regulation and Tax Affairs. The Read more […]
Financial Crime Compliance
I am currently seeking Financial Crime compliance candidates for multiple firms within insurance and investment banking. There are various opportunities available from entry level all the way up to senior management. I am also seeking candidates with AML Advisory experience, at manager and senior manager level. So if you have any financial crime experience particularly AML, please get in touch asap! Ibrahim.ali@eamesconsulting.com – 020 7092 3261
Business Analysis; Project Manager; SQL; Auditing; Risk; Compliance
A vacancy exists at a top-tier Investment Bank for a Business Analyst to work with a team of auditors on a replacement of a legacy system. You will be joining a global team in an autonomous role working with different areas of the division. The role will see you initially taking responsibly for the entire analysis of this area. You will need to show evidence in your CV where you have spoken with SME’s before to discuss requirements (some technical knowledge will be needed) and then proactively write functional specs for an offshore development team. Thus, you must have excellent experience around Read more […]
Compliance Manager (part-time)
The successful candidate will report into the Head of Compliance and assist them to ensure that the firm complies with relevant FCA and European regulatory requirements, as well as relevant group compliance policies and procedures. Duties include (but are not limited to): Undertake more complex monitoring items in relation to the Compliance Monitoring Plan (Desk Reviews, adherence to FCA regulations and policies, Client Order Handling, Use of Dealing Commissions, etc) Prepare and issue reports of the testing and results and circulate and escalate as necessary Consider required revisions to Read more […]