TA Team Mgr- Reconciliation Job
TA Team Mgr- Reconciliation (Job Number: 1312851) Description Business Description Qualifications Primary Location: United Kingdom-United Kingdom-Essex-BrentwoodInternal Jobcode: 50725Job: Asset ServicingOrganization: Global Client Service Delivery-HR06406
Sr St&Local Gov't Affairs Spls Job
Sr StLocal Gov’t Affairs Spls (Job Number: 1312725)BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation. Read more […]
Asset Manager
Coutts Coutts is a large and diverse organisation operating in many different areas of private banking and wealth management. For more than three centuries we’ve been placing trust and relationships at the heart of what we do. When combined with our service excellence ethic and a fantastic breadth of product and services, this makes us a true asset to the RBS Group and a great place to work. Everyone who works for us contributes to improving the way we do business. And everybody shares in the successes of those improvements. As an Asset Manager your skills and qualifications will ideally include: Read more […]
Regulatory Affairs / Policy
Company A well-established Asset Manager based in the City of London. Role Understand all relevant regulations relevant to Asset Management business and any products relevant to the business. Build industry and regulatory contacts in order to be at the forefront of regulatory changes on a global front. Proactive advice and implementation of policies coming through from the regulators and other external bodies Act as the main compliance contact for any new and existing products. Identify overseas regulatory changes relevant to all areas of the business communicating accordingly. Promote regulatory Read more […]
Financial Crime Advisory, Senior Manager
The successful candidate would join their growing Financial Crime advisory team, providing expert guidance to help clients comply with AML and sanctions legislation. The consultancy’s network of engagements range predominantly around wholesale, retail and corporate banking, with a growing focus around asset management. AML specialists with exposure to these business lines would be ideally suited to the role. This is a unique opportunity to expand both your internal and external client relationships within the AML industry. The successful candidate would be expected to plan and lead engagement teams, Read more […]
Compliance Advisor
A leading Private Bank with a global footprint and client base, require an exceptional compliance specialist to join their Compliance Advisory team. The team, are a pure business compliance advisory function, and so their key responsibility is to face off to the business, supporting Wealth managers and private Bankers offering regulatory advice. The business is fast paced in comparison to many other private banks, and their client base spans the globe and is varied both in risk profile and investment value. Due to this the bank has a very diverse product offering to meet its clients requirements. Read more […]
Head, Professional Conduct Program
Job Summary The Head, Professional Conduct Group, leads the global Professional Conduct Program (PCP) of CFA Institute. This position serves an important role in supporting the organization’s strategic focus on ethics. This position is responsible for overseeing all aspects of the Professional Conduct Program including disciplinary processes for exam and industry conduct, managing the Professional Conduct Program staff, liaising with the Disciplinary Review Committee (DRC) on issues of disciplinary policy, collaborating with all divisions at CFA Institute, and aligning the Professional Conduct Read more […]
UCITS Product Governance Manager Wanted for Leading Bank
The position will have responsibilities for seven UCITS fund ranges and two UCITS management companies domiciled in the UK and Ireland and distributed across multiple jurisdictions. The UCITS Product Governance Team will be responsible for implementing and managing all processes relating to fund and management company governance for existing and future Wealth Division sponsored entities. The position will be responsible for facilitating all processes and governance in relation to Wealth Division sponsored fund and management companies in the UK and Ireland. The role is an extremely exciting one Read more […]
Senior AML Consultant
Senior AML ConsultantSydney CBD$130,000 – $150,000 + super + bonus Role with clear succession opportunityProject/BAU Advisory workThis role is a business embedded role focusing on Retail Business Banking. The role offers wide coverage across the organisation and a number of key projects giving opportunity to act as a true advisor and influence a number of senior stakeholders across the businessThe purpose of the role is to provide full time embedded risk management and act as the AML advisor to support key strategic projectsKey role responsibilitiesWorking as the primary AML advise consultant Read more […]
Shldr Sr, Spec III-TP Job
Shldr Sr, Spec III-TP (Job Number: 1309688)DescriptionAssist mutual fund shareholders, broker/dealers and fund companies with inquiries transactions. Maintain productivity and quality to ensure customer satisfaction. Assists supervisors with day-today operations. Acts as a mentor / peer coach to new team members. Handle escalated or complex shareholder issues. ORAL COMMUNICATION SKILLS: Presents to or exchanges information with members of own department and occasionally outside of the work group. Participates in group meetings to exchange status, data, etc. Responds to moderately complex inquiries. Read more […]