CMBS Investment Management Specialist
SMC393 – Associate Director, Investment Management Overview: Excellent opportunity to join the Investment Management division of a leading CMBS Asset Servicing Firm. Based in offices in London, the successful candidate will be responsible for leading due diligence and underwriting activities on all acquisitions and for supporting the development of new business opportunities. Key Responsibilities Include: Taking an immediate and active role in due diligence and underwriting on all acquisitions transactions Managing entire deal process (due diligence, acquisition, execution) Managing an internal Read more […]
Compliance Officer (part-time)
The successful candidate will be registered as CF10 11 with the FCA and assume responsibility for all compliance duties within the organisation. This will include a strong focus providing compliance-related advice to the business. Requirements Proven track record in compliance gained at a senior level Currently hold (or have recently held) the CF10 11 controlled functions, or have operated at a comparable level of seniority in a larger firm Be focused on providing business-focused compliance solutions Experience of dealing with AIM listed firms (preferred but not essential) Knowledge of equity Read more […]
Jr Quantitative Risk Analyst Job
Jr Quantitative Risk Analyst (Job Number: 1311678)DescriptionThis position is responsible for developing, maintaining and validating risk models for quantifying various types of financial risks (such as operation risk, credit risk market risk and interest rate risk) inherent in the Corporation’s business activities and processes. These models calculate values at risk or economic capitals that are reported to Senior Management and the Board of Directors on a regular basis as a key input to risk management decision making. Models must use methodologies that are theoretically sound, with modeling Read more […]
Presentation Coordinators Job
Presentation Coordinators (Job Number: 1312361)DescriptionThe Presentation Coordinator manages the presentation process and materials by working closely with the sales, sales support, and relationship executive teams to create, design, and produce PowerPoint presentation and related materials. The Presentation Coordinator will manage the entire presentation process including the scheduling of pre-meetings, creating an agenda document, securing meeting rooms, and delivering the final presentation in the format required. The Presentation Coordinator will also support the Marketing Risk Policy guidelines Read more […]
Compliance Officer
Responsibilities include: Conduct and document monitoring reviews§ to assess compliance with and adherence to regulations and internal e-communication policies. Follow established global policies, procedures and minimum standards requirements for monitoring and sample testing activities. Be able to undertake configured and customised electronic§ communication monitoring using Bloomberg (e.g. SSRT, MCMP) and Compliance Now functionality. Undertake gifts and entertainment monito§ring to review ongoing activities with a focus on higher risk items including where the expenditure involved: Compliance Read more […]
Compliance Product Manager
Reporting in to Compliance Director and working closely with the Product Development Management group, this position acts as the primary contact point and subject matter expert between the Compliance and Product teams in relation to the impact, opportunities and threats of global changes to regulation on existing and future products. This role would provide a global oversight, with the firm active in both the UK and oversees jurisdictions (including the US and Australia). The product range covers all asset classes including Equities, Fixed Income, Alternatives (commodities funds and fund of Read more […]
Compliance: Control Room Surveillance Analyst, AVP (Jacksonville, FL)
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We compete to be the Global provider of financial services, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As you’ll discover, our culture supports this. Diverse, international, and shaped by a variety of perspectives, we’re driven by a shared sense of purpose. At every level agile thinking is nurtured. Read more […]
Compliance Specialist
Excellent Interim opportunity within a Top Tier Investment Bank for a skilled and experienced Compliance Specialist. Successful candidate will be working within their UK Compliance team. A senior member of the team is going on maternity leave. The period will see a number of change and operational programs requiring senior leadership and oversight, and this hire is intended to support the UK Head of Compliance in this regard. The UK Compliance team consists of circa 70 professional staff engaged in core compliance processes supporting the UK businesses. The UK Head of Compliance leads the team, Read more […]
RMG Regional Compliance Surveillance Manager
The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.Macquarie has an outstanding reputation and regulatory history as well as excellent relationships with all our key regulatory bodies.Due to ongoing growth of our business a Surveillance Manager is required in each region (ANZ, Americas, Asia and EMEA) who will be responsible Read more […]
Fund Accounting Asst Mgr Job
Fund Accounting Asst Mgr (Job Number: 1311338)DescriptionResponsible for the day-to-day oversight of the Fund Accounting group, whose duties include overseeing all activities in the trust portfolio, performing custodial and fund accounting functions in accordance with the Trust Indenture and Division policies and procedures. Develop goals and objectives for the Staff and implement systems, procedures and training programs to meet these goals and objectives. Direct participation in Client facing scenarios. Provide direct support to Sponsors and Brokers requiring special service arrangements when Read more […]