Compliance Manager / Marketing & Distribution recruitment

Our client, a global financial institution is looking for a compliance manager to provide guidance and support to their private banking business. The individual would help in identifying and mitigating risks across the business and help promote a proactive regulatory culture and protect the reputation of the firm. Duties Include: • Support Senior Management to ensure the business meets its regulatory requirements. • To review and sign-off on all client pitches and other financial promotions. • Conduct training for the private banking businesses in relation to financial promotions. Read more […]

May 5, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Compliance Manager / Marketing & Distribution recruitment