Compliance Manager, Monitoring (Global Markets) recruitment
Role: Compliance Manager, Monitoring (Global Markets)Purpose of the jobReporting to the Global Markets Monitoring Team Leader, the jobholder will be required to carry out independent compliance monitoring activities across Global Markets in order to obtain reasonable assurance that the business is operating in line with relevant laws, regulations, codes and HSBC Group Standards.Responsible For• Carry out thorough preparation and high-quality monitoring fieldwork / desk reviews, achieving agreed timelines and providing regular updates on progress to the Team Leader. • Using existing templates, Read more […]
Compliance Manager, Monitoring (Global Markets) recruitment
Reporting to the Team Leader, the jobholder will be required to carry out independent compliance monitoring activities across Global Markets in order to obtain reasonable assurance that the business is operating in line with relevant laws, regulations, codes and HSBC Group Standards. Key responsibilitiesFoster a close working relationship with the local advisory team and business, including keeping abreast of key business, regulatory and industry developments and any changes to procedures and practices.Contribute to the preparation of compliance risk assessments, drawing on the experience and knowledge Read more […]