Deputy Head of Compliance – Exchange/MTF recruitment
A successful multilateral trading facility are seeking a deputy head of compliance to join them due to expansion. This is an exciting and progressive business who are offering a unique opportunity to an accomplished compliance professional with a solid understanding of FSA regulated trading platforms.Your activities will be diverse therefore include but not be limited to -Resolution of day-to-day compliance queries and assistance in the maintenance of the compliance manual and rulebook.Oversight of the compliance monitoring programmeMonitoring the regulatory landscape in view of new legislation Read more […]
Deputy Head of Compliance – Exchange/MTF recruitment
A successful multilateral trading facility are seeking a deputy head of compliance to join them due to expansion. This is an exciting and progressive business who are offering a unique opportunity to an accomplished compliance professional with an intimate understanding of FSA regulated trading platforms.As this is a small team your activities will be diverse so your duties will include but not be limited to –Resolution of day-to-day compliance queries and assistance in the maintenance of the compliance manual and rulebook.Oversight of the compliance monitoring programmeMonitoring the regulatory Read more […]
Deputy Head of Compliance – Exchange/MTF recruitment
A successful multilateral trading facility are seeking a deputy head of compliance to join them due to expansion. This is an exciting and progressive business who are offering a unique opportunity to an accomplished compliance professional with an intimate understanding of FSA regulated trading platforms.As this is a small team your activities will be diverse so your duties will include but not be limited to –Resolution of day-to-day compliance queries and assistance in the maintenance of the compliance manual and rulebook.Oversight of the compliance monitoring programmeMonitoring the regulatory Read more […]