Operational Compliance Officer recruitment
KEY REPONSIBLITIES • Provision of ongoing technical regulatory advice• Upholding and maintaining a compliant environment throughout operations team• Advise on new product development• Demonstrate an up to date working knowledge of FSA regulations and,• Ensure adherence to lending legislation, specifically MCOB and CCA regulationsSKILLS REQUIRED• 10 years or more working with retail or HNW banking industries• A working knowledge of CCA, MCOBS and key FSA retail regulation. This must include new retail lending developments• Sound knowledge of all relevant retail products Read more […]
Operational Compliance Officer recruitment
Operational Compliance Officer is responsible for a number of areas of regulatory compliance within the firm. These include:• Supporting the EMEA Compliance Department’s regulatory advisory function.• Assisting the Regulatory Counsel with the coordination of the development and maintenance of compliance policies and procedures for the EMEA region. • Supporting those functions within the firm who are tasked with the day-to-day operation of the firm’s systems and controls as they relate to Transaction Reporting, with escalation to the Regulatory Counsel.• Supporting those functions Read more […]