Regional Compliance Manager, South East – Bahasa Speaker recruitment
Regional Compliance Manager, South East – Bahasa SpeakerNewly created role with regional scope within this fast growing global services business!Our client is a well-established global financial services leader in its field. Due to sustained growth and continued expansion plans across Asia they require a Senior Compliance Manager to join their established compliance team. The role reports to the Regional Head of compliance and would get significant visibility to the business and opportunities for senior management experience.General Responsibilities:The responsibilities of the Regional Compliance Read more […]
Regional Compliance Manager – APAC (Ex Japan) – Hong Kong recruitment
Responsibilities:• Performs daily reviews of security positions held by mutual funds and separately managed accounts to ensure compliance with all regulatory requirements, operating policies, and fund/client imposed investment limitations.• Assists more senior level staff in the preparation and filing of regulatory reports registrations and related administrative responsibilities following established procedures.• Reviews marketing material for compliance with relevant regulations• Conducts AML reviews of new and existing clients• Assists in the completion of fund and client account Read more […]
Regional Compliance Manager – Asset Management (50-60k/mth) recruitment
The Company A westernized billions dollar asset manager, with strong presence in Europe, North America and Asia. The Role As a part of a growing compliance team, you will be reporting to Regional Head of Compliance, responsible for conducting regular compliance review and checking, staff dealing, individual and corporate licensing, review and draft legal documents for the company, liaising with local regulators (SFC), as well as compliance officers across the region, implementation of compliance programs to ensure operations are compile to statutory and regulatory requirements. Your Profile The Read more […]
Regional Compliance Manager – Treasury & Securities recruitment
About Our ClientOur client is a leading, top tier US Investment Bank. This position is sat within the Treasury Services Team which is a dynamic business. Treasury Services is a top ranked full service provider of innovative payment, collection, liquidity and investment management, trade finance, logistics, escrow and information solutions to corporations, financial services institutions, governments and municipalities.Job Description This role will provide compliance and regulatory advisory on an ongoing basis for the business and associated support functions. The candidate will partner closely Read more […]
Regional Compliance Manager, Global Private Bank, DIFC, UAE recruitment
Our client is one of the world’s largest wealth managers with global AUM of $150bn and offices in over 25 Countries. The business unit focuses on serving the investment needs of ultra high net worth individuals in the Asia Pacific regionOverview of the role:Due to our clients continued expansion in the region we are looking for a regional compliance manager. Working in a team environment you will be responsible for compliance matters in the MENA region for this top tier private bank.Duties:• Review all the existing compliance controls for the current businesses to ensure that current controls Read more […]