Regulatory/Compliance Business Analyst – Equity Derivatives Trading recruitment
Global Financial firm is seeking a Senior Business Analyst with Regulatory/Compliance experience for their Equity Derivatives Trading Desk. Candidates must have expertise in U.S. trading regulations and market structure issues, including: Reg SHO, Reg ATS, Reg NMS, Reg M, Distributive Linkage, Market Access Rule, circuit breakers, best execution, trade reporting, OATS, Rule 15a-6, Large Trader Reporting Rule, Limit up/Limit Down Rule, Institutional Suitability Rule, information barriers, etc. This is a Fulltime role located in New York City.Requirements and responsibilities include:5-10 Read more […]
IN-HOUSE – REGULATORY/CLEARING – LONDON recruitment
Excellent, high profile role for a regulatory/derivatives lawyer with a global powerhouse. This opportunity offers high levels of responsibility in the shaping and development of our client’s clearing business proposition. You will have a wide remit across all aspects of this business, including the creation of the key documents governing the business. You will be a qualified lawyer with excellent academics, and your experience will include a good understanding of derivatives master documentation, security issues, and the developing regulatory landscape in this area. Please note our advertisements Read more […]
Business Analyst – Regulatory / Liquidity recruitment
Leading City based Investment Bank is looking to recruit a Business Analyst for up to 9 months. The selected candidate will be working within the CRD4 COREP projects will be responsible for delivering the necessary change to systems, processes data to ensure the business is meeting the new requirements. The role will be focused on working across the business to gather requirements therefore the selected candidate will have strong communication skills and a strong finance background.The Business Analyst will be responsible for working with the FSA / BoE reporting teams and prudential teams, Read more […]
Consultantcy – Risk Management – Regulatory – Banking recruitment
Looking for a role helping organisations achieve their strategic and derived operational, reporting and compliance goals? Experience or desire to shape client propositions?A Big 4 Consultancy is looking for Consultants with the following to join their Risk Management Group:• Understanding the impacts regulations have on Bank’s business processes and infrastructure • Have a proven track record of successful delivery in managing significant programmes/projects in the Regulatory areaAlexander Ash is acting as an agency for the purpose of this advert.maria.vavoulas@alexanderash.com / 0207 6888424 Read more […]
Technical Business Analyst – Regulatory – Financial Services recruitment
My client, a financial software house is looking for a technical business analyst to join their global team to working on a number of confirmation platforms. This particular position will initially concentrate on a major development project relating to regulatory reporting functionality of significant complexity – including but not limited to reporting for Dodd-Frank Act.Essential skills:-Business analyst in financial services-Regualtory experience – Dodd Frank exposure-XML XSL-Strong understanding of technology its use in acheiving STP (Straght through process).-Ideally exposure to rates, equity Read more […]
Business Analyst – Regulatory, Exotics, Commodities, Derivatives recruitment
Regulatory Business Analyst, Exotics, commodities, derivatives, dodd frank, basel, business analyst, regulatory.My client, a leading Investment Bank in the city is looking for a businsess analyst to join their Commodity Derivatives Technology team asap.This team is currently focussing on wholesale re-engineering of risk management, trade capture and trade lifecycling systems.This is an exciting business analyst opportunity that is not to be missed to a global team on a long term contract. Essential Skills:-Current Investment banking experience-Extensive Business Analyst experience -Front to back Read more […]
Programme Manager, IT, Regulatory, Investment Bank recruitment
** URGENT**Project/Programme manager required to deliver the Basel 3 framework in the Regulatory Reporting Technology team within a Tier 1 Investment Bank. This team are responsible for providing regulatory reporting systems to the bank’s finance department to aid compliance with the Basel accords. The department is primarily responsible for gathering data from the Bank’s trading systems and producing Risk Weighted Asset calculations on the Bank’s central regulatory systemThis role will initially have particular responsibilities for the delivery of the Basel 3 projects within Regulatory Reporting. The Read more […]
Regulatory/Capital Reporting Analyst recruitment
An immediate need has arisen for an experienced Regulatory Reporting Analyst to join a Tier One Investment Bank on a long term contract basis. The purpose of this role is to assist with the calculation and analysis of Risk Weighted Assets (RWAs) in accordance with BIPRU FSA rules. Your duties will include:* Collation and production and reporting of management information relating to total Basel II RWAs (Risk Weighted Assets) to enable senior management and business line heads to monitor business levels and fluctuations on a daily, weekly and monthly basis.* Running UAT test scripts * The provision Read more […]
Business Analyst- Operations/ Regulatory/ Transaction Reporting recruitment
Business Analyst- Operations/ Regulatory Control/ Transaction Reporting/ MiFID/ Legal Entity/ – Investment BankingMy client, a leading investment bank is looking to hire a Business Analyst with strong experience of transaction reporting, regulatory control, operations, MiFID, Legal entities and broad understanding of investment banking products. Within this key role, you will be responsible for writing functional specifications for the design and working closely with the technology, back office, operations, compliance and legal group to ensure technical solution meets requirements and functional Read more […]
Lead Business Analyst -Transaction Reporting, Regulatory, MiFiD recruitment
Lead Business Analyst -Transaction Reporting, Regulatory, MiFiDMy client, a leading investment bank is looking to hire a Lead Business Analyst to join their Operations Regulatory Control team [ Change Management team]- VP/SVPWe are looking for an experienced candidate, someone with strong regulatory change experience/ MiFID/ Legal entities/ transaction reporting.To be considered for this role, you must have;- Proven track record of Business Analysis within Investment Banking- Strong understanding of front to back flows- Broad understanding of products (ideally, Fixed Income/ Bonds/ Equities/ Derivatives)- Read more […]