VP – Regulatory Developments recruitment
The client has a broad portfolio of innovative product classes that can be tailored towards both institutional and individual clients. The Compliance Advisory team is responsible for providing qualitative Compliance advice to the various business divisions within the EMEA region.Your main responsibilities will be:• Working with the head of the team and colleagues within Compliance and Legal to co-ordinate Compliance activities relating to regulatory developments in Europe, including initiatives arising from European central supervisory bodies and national regulators.• Providing effective Read more […]
Compliance Manager – Regulatory Developments recruitment
Global Investment Manager is looking for a Compliance Manager for their Regulatory Developments area.Overview of role:Keeping track of developments in regulatory requirements, industry codes of practice and internal policies.Reviewing, assessing and advising on publications from FSA and central bank of Ireland and relevant EU bodies. Reviewing material produced by trade bodies and keeping abreast of current industry thinking.Assisting with updating relevant manuals and procedures in response to changes in regulation or industry developments.Providing training on changes to relevant policy or procedures Read more […]