Risk & Compliance Manager recruitment
As Risk Compliance Manager, your role involves providing advice on compliance and business risk matters in addition to being the regulatory liaison for the Saudi Arabian regulatory agencies. You will deliver a pro-active consultancy style advisory service to the business and offer technical advice, interpretation and training on corporate policy, regulatory issues and new changes to regulation. Working closely with other EMEA Compliance and Risk functions you will report to the EMEA Head of Cross-Border Compliance based in London. Key responsibilities include:• Developing an effective Compliance Read more […]
Risk & Compliance Manager recruitment
About Our Client Leading financial services organisation. Excellent opportunity to work within a dynamic Risk Team with a focus on broking.Job DescriptionYou will be focused on providing advice on regulatory and risk policy requirements, compliance and operational risk frameworks and plans, and undertake risk based compliance and operational risk reviews and assessments across the business units. specifically you will:Provide independent and pragmatic risk guidance and oversight to the business areas including advising on regulatory matters, incidents, compliance and operational risk frameworks, Read more […]
Risk & Compliance Manager recruitment
Responsabilità:Fornire alla Direzione indicazioni utili al conseguimento degli obiettivi di business nel rispetto del profilo di rischio desiderato;Identificare, analizzare e valutare i rischi aziendali di carattere generale e, in particolare, i rischi di natura informatica;Indirizzare contromisure adeguate al profilo di rischio prescelto dal Board;Garantire il rispetto alle vigenti normative e regolamenti istituzionali;Identificare i requisiti normativi significativi per il business aziendale prevedendo, se necessario, azioni di adeguamento.Profilo ricercato:Laurea in giurisprudenza o discipline Read more […]
Risk & Compliance Manager recruitment
RISK and COMPLIANCE MANAGER – Luxembourg – Fixed term contract 18 months We are working with a large Asset Management company for their recruitment of a Risk and Compliance Manager for their offices in Luxembourg. This firm have assets under management across real estate, fixed income, money markets, alternative funds and equity and are one of the largest in Europe. This company are keen to find an interim Manager who can come into the team for 18 months and develop and manage the risk areas of the company while ensuring the ongoing quality of the risk program. In this role you will be acting Read more […]
Risk & Compliance Manager recruitment
The role involves Portfolio Compliance, Operational Risk and Investment Risk Monitoring. It is essential that the candidate has previous experience of restriction monitoring and trade compliance. As the business continues to grow and client requirements become more bespoke the need to code outside of the system grows so previous experience of Charles River is desirable but not essential. The candidate will also be involved with operational risk, advising and drafting policy as well as investigating and reporting errors. There is also the opportunity to conduct some Investment Risk monitoring Read more […]
Risk & Compliance Manager recruitment
My client, a global financial services provider, is looking to recruit a Risk Compliance Manager to work within their UK Transfer Agency service, as well as the UK WRAP administration business, acting as day to day compliance and risk point of contact for the business. Duties will include, but are not limited to:- Review in detail existing processes to ensure that they comply with regulatory and company standards- Devise training plan for existing and new staff to ensure understanding of compliance implications of their role- Liaise regularly with Operations, Technology and Product in relation Read more […]