Senior Compliance Manager recruitment
Other responsibilities include:-Providing review and approval of new products, as well as provide ongoing review of existing products to take into account any regulatory changesReview and approval of client facing materials including tailored investment proposal (TIPs), client events and other tailored individual clients presentationsProvide advisory support to the investments product sponsors on applicable regulatory guidelines in Asia, cross-border rules of engagement in the offer of these products or services in Asia ex JapanWork with regulatory compliance team on any regulator-related queries, Read more […]
Senior Compliance Manager recruitment
Reporting to the Managing Director, you will lead a small team to design, implement and enhance an effective Compliance framework for the relevant line of business to accommodate local regulatory requirements and mitigate compliance and operational risks. Your responsibilities are to provide comprehensive compliance advisory to the business, monitor activities in the local jurisdictions, engage with internal audits and external regulatory examination To qualify, individuals must possess: Bachelor degree in relevant disciplinesMinimum 5-7 years of Compliance in sizable bankUnderstanding Read more […]
Senior Compliance Manager recruitment
This position is designed to provide Compliance support, primarily to the Corporate Finance business and where necessary, support to other areas such as Capital Markets (both debt and equity) and Research. You will be required to work on a global level with various compliance teams to ensure coordination and implementation of best practices for the respective businesses.You will be required to implement appropriate compliance infrastructure and controls, perform risk assessments, and provide efficient and practical advice, risk identification of regulatory changes or business developments and provide Read more […]
Senior Compliance Manager recruitment
Senior Compliance ManagerThe Company Our client is a leading provider of financial services on a global scale. The ChallengeAn exciting opportunity has arisen for a Senior Compliance Manager who has comprehensive experience of the Compliance function ideally within the trustee services and fund administration industry. The successful candidate will:• Serve as the Money Laundering Reporting Officer, ensuring that business activities adhere to the applicable AML regulations.• Serve as the Data Protection Officer, ensuring that business activities adhere to the applicable data Protection regulations.• Provide Read more […]
Senior Compliance Manager recruitment
Senior Compliance Manager Leverage your commercial banking regulatory compliance knowledge to benefit the ANZ business Critical hire role for ANZ Singapore’s Compliance team Be part of the ANZ Super Regional Strategy ANZ is accelerating the growth of its business in Asia. We realise that our greatest asset is our people. That is why we are creating a unique climate of inspiration, leadership, values and great opportunities that will enable the best in the market to thrive as part of our diverse team. Reporting to Chief Compliance Officer, Singapore, the incumbent will provide leadership to promote Read more […]
Senior Compliance Manager recruitment
In your bilingual (fluent French English) capacity as Compliance Manager for Luxembourg, you will be primarily responsible for the Luxembourg Branch and the Management Company. Over time this will extend to the Benelux region, in particular the Amsterdam Branch. This is a newly created position and you will be required to deliver a pro-active “consultancy” style advisory service, offering technical advice, and working closely with the business to provide guidance on corporate policy and regulatory issues impacting the business. You will be responsible for ensuring the activities meet Read more […]
Senior Compliance Manager recruitment
Joining a truly international group, you will have a large scope of responsibilities within the bank. This is a great opportunity to join a strong organisation with great career perspectives. Main tasks and responsibilities – Being responsible for clients’ check and controls during the account opening process- Monitor transactions, flag suspicious operations and follow up on the chain of escalation- Keeping up to date with the regulation and any change in the regulatory environment- Project management- Implement training programmes for the staff on relevant compliance subjectsRequirements- Master Read more […]
Senior Compliance Manager recruitment
Senior Compliance ManagerPermanent role.Salary: €90k – 110k Location: Dublin Sector: Funds IndustryA global financial services company requires a Senior Compliance Manager to join their expanding team in their Dublin office. The company is a leading provider of financial services with a worldwide focus. This is a permanent opportunity and will require (preferably) a senior ACCA/ACA professional with strong experience in compliance and regulation.Key responsibilities:Identify and manage the regulatory requirements within a credit institution.Monitor the application of relevant regulatory rules Read more […]
Senior Compliance Manager recruitment
Provide support to the business on regulatory compliance matters, raising issues to Senior Management and implementing corrective action plans, in particular to brokerage and investment banking businesses;Participate in new product development and ensure that new products conform to regulatory and internal compliance policies;Monitor new account opening procedure KYC review;Perform Control Room function in relation to investment banking and research businesses;Review policies and procedures prepared by other departments and provide input to ensure compliance with applicable legal and regulatory Read more […]
Senior Compliance Manager recruitment
Are you seeking the next challenge to further enhance and drive your career? An opportunity like this only comes around once in a lifetimeOur client is one of the worlds most successful and dynamic Trading and Securities Institutions. With a strong and continually growing global presence, they offer a diversified set of products to their clients. Due to the growth of their international business they are opening their Hong Kong office and operations and require an experienced Compliance specialist to join their experience and diversified team.As a part of the larger conglomerate, they have strong Read more […]