VP – Senior Equity Compliance Officer recruitment

This is an excellent opportunity for a Senior Compliance professional that specialises in equity market activities and enjoys working with the business at all levels. The role is at VP- level and your responsibilities will include: Provide real-time advice and support on regulatory matters to the Corporate and Investment banking businesses Advise and guide the Equities businesses including cash equities, equity derivatives, prime brokerage and prop trading Manage relationships with the businesses at all levels, including Regional Heads Liaise with the Legal teams covering these businesses to identify Read more […]

September 3, 2012 • Tags: , , , • Posted in: Financial • Comments Off on VP – Senior Equity Compliance Officer recruitment