Junior Compliance/ Surveillance Analyst recruitment
Assist in the day-to-day execution of the Equities compliance-monitoring programme including escalation and investigation of alerts where relevant.Assist, and where appropriate help lead, a number of projects to expand or enhance the coverage of the current Equities monitoring and surveillance product.Monitoring of trade report exceptions from the Equities trade floor.Assist where required the Equities advisory team.The monitoring team are in the process of major changes to the scale and complexity of their workload as new and interesting monitoring scenarios are either being tested, deployed or Read more […]
Surveillance Analyst recruitment
Global bank is looking for a Surveillance Analyst or their London team.OverviewTrade monitoring and surveillance of Equity and Fixed Income (FID) products. The role is varied and involves the analysis of various reports/alerts from numerous sources, the development, testing and implementation of new surveillance alerts and the maintenance of documentation covering the surveillance process.Day to day tasks will entail interaction with team colleagues, in addition to liaising with Compliance Advisory colleagues and other non Compliance personnel.On-the-job training will be provided as required from Read more […]