WB Compliance Advisor recruitment
Key Roles Responsibilities Assist the Country Head of Wholesale Bank Compliance, Singapore to: * Ensure effective management of all WB Compliance matters in Singapore (including training). * Provide WB Compliance support for Global Markets, Transaction Banking and OCC businesses in [Country]; * Review the WB compliance and regulatory risk framework identifying gaps in coverage; * Identify any new rules and or regulations applicable to the local WB business and partner with local WB management to identify business impact before developing policies and procedures to minimize compliance and regulatory Read more […]
WB Compliance Advisor recruitment
Key Roles Responsibilities* Handle individual licensing matters for Relevant Individuals, Licensed Representatives, Executive Officers, Responsible Officers, Principals, etc. * Assist to adapt existing (and develop new) WB Compliance policies and procedures for application in the country designed to eliminate or minimise the risk of breaches of regulatory requirements and of damage to the Bank’s reputation. * Assist to ensure that compliance policies and procedures are clearly communicated to WB management, front line and support staff and Legal Compliance staff. * Co-ordinate compliance projects Read more […]