VP- Conformance & Compliance Testing
Responsibilities:
• Completing and documenting QA and Conformance Testing work, and making recommendations for improving processes across the global Compliance function
• Assisting in the execution of the global end to end process for the roll out of the annual Compliance QA and Conformance Testing Program
• Working closely with the global team to execute coordinated QA and Conformance Testing amongst the three regions
• Assisting with the continuous improvement of the QA and Conformance Testing Program from both an effectiveness and efficiency perspective
• Supporting the collection, compilation and communication of Compliance QA and Conformance Testing results
• Assisting in the coordination of global QA and Conformance Testing initiatives with relevant stakeholders, including the Regional Heads of Compliance and the Product and Functional Compliance Heads for all regions
• Providing strategic support to the Head of the department
• Liaising with functional heads within Risk and Control to ensure global consistency in the coverage model
Qualifications:
• Bachelor's degree
• 5-8+ years of experience in Legal, Compliance or Audit
• Strong relevant technical expertise combined with relevant experience and understanding of the investment banking industry related to Compliance Reviews, Conformance Testing, Quality Assurance, Investigations or Audit
• Experience in executing testing in a large and complex Investment Banking organization
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