WHOLESALE BANKING CLIENT ONBOARDING – VP / ASSOCIATE recruitment
The role will act between the on-boarding team and compliance to supervise quality management developments within the Wholesale Banking business. Work in close partnership with the client sales teams, on-boarding, Compliance, Internal Audit, the respective regulators, operations and very senior management to ensure accurate and complete data quality, process/procedural improvements, compliance adherence and end-to-end improvements within the regional regulatory requirements. Undertake evaluation of the end-to-end processes, to assist in setting strategies and practices to develop a zero defect culture and working practice. Removed oversight over onboarding activity to provide expert advice on AML/KYC, performance of reviews of AML/KYC activities and an aptitude with related processes, i.e. metrics, identify data quality issues, and resolution support. Analytic aptitude to perform root cause analysis and assist in the identifying solutions and best practices. Manage KYC QA activities for new and existing business and multiple remediation efforts concurrently within designated timeframes and quality standards. Knowledge management for KYC policy, procedures and training material updates and changes, train on-boarding teams and provide training certifications. Ensure KYC policies and procedures are accurate and comply with regulatory requirements. Ensure appropriate data available to produce defect reports on a regular basis. Build a strong working relationship with Operations, Multiple Lines of Business, Audit, Compliance, and Technology.
To qualify for the position, you should be a University graduate with around 4 to 12 years of relevant experience. Sound Wholesale Bank KYC knowledge with an ability to teach others. Able to influence others. Excellent communication skills and problem solving abilities. Strong analytical skills with a strong attention to detail. Strong experience in an international financial institution. Solid experience in identifying and/or implementing financial and/or operational controls with AML/KYC expertise.
Interested applicants should send a detailed resume to Michelle Ho by email to mho@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2007.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)