Archive for October, 2012
Chief Risk Officer
This role will provide independent risk management function in the bank as CRO and a Head of Risk Management and will carry out the FSA CF14 Approved Person function. The candidate will be responsible for:- The management of a broad range of risks that the firm is exposed to, including credit risk, liquidity risk, market risk, operational risk and reputation risk; – The Risk Appetite statement and limits based on the firm`s business strategy;- Overseeing the production and the process of risk reports including the appropriateness of the process and the outcomes of risk reporting;- Read more […]
Quant Researcher
The Quant team is responsible for application of quantitative techniques and technology in investment, as well as conducting in-depth quantitative investment research. Investment Technology: This focuses on the creation of cutting-edge investment tools and innovative techniques to support the investment process and augment the information processing, analytical and decision-making abilities of the investment team. Latest developments from academic and commercial research are incorporated to ensure that our suite of tools remains state-of-the-art. Risk: This focuses on continued Read more […]
Risk Specialist
Responsible for designing and delivering maintenance and enhancements to the ART Platform.Liaise with the large banks on the submission of their own risk data for PRA Stress Testing.Work with BI Cubes-Data MartsBuild ETL MappingsBuild Stress methodologiesIdeal background – data architectAn understanding of the business from a risk viewpoint:1. Banking Trading Books – asset classes, instruments 2. Firms – PL, Liquidity Cash Flow3. Economic Data – Interest RatesDesirable: Data warehouse performance tuning, ability to write and manipulate SQL, Experience of reporting standards, Read more […]
Compliance Business Partner
The primary purpose of the role is:To be the primary interface with assigned business areas, in delivering effective oversight and advice, regarding compliance with policies, procedures, systems, controls and governance of the businessOversee successful implementation and execution of the business-facing-related elements of the Annual Compliance Plan.Provision of technical advice to colleagues across the businesses, based on subject matter expertise and through liaison with other Subject Matter Experts (SMEs).Helping the business prepare for FSA ARROW and Thematic visits (including Read more […]
Compliance Manager
Role PurposeProvide direction and support for the responsibilities and functions of the Compliance Control Room team.Act as key contact in the Control Room in relation to managing conflicts of interest including transaction approvals, personal account dealing and takeover panel disclosures etc.Conduct conflict management induction training for any new joiners to Compliance.Develop and refine Control Room related policies and procedures.Attend industry discussions-roundtables pertaining to Control Room issues.Providing clear guidance to members of the Control Room on identifying Read more […]
Vice President Global Markets Compliance Advisory
Compliance key functions include the following:- Advising and providing guidance on various rules and regulations affecting the business (on particular deals, rule changes etc.);- Providing Compliance Training;- Co-ordination of regulatory audits and inspections;- Registration of relevant staff with the FSA;- Responding to regulatory enquiries; and- Identification and resolution of conflicts arising in an integrated Investment Bank;- In depth operational knowledge (trading through to trade confirmation) of relevant fixed income products (structured transactions, credit Read more […]
Associate
The team is relatively niche and cover particular sectors within TMT, this often means that they cover specialist transactions and are incredibly busy with a good pipeline. They often tailor their deal teams for each specific deal and Analysts will be expected to be involved in every aspect of the MA process. The firm have a variety of other nuances that really do make it a very different MA boutique and to that extent they are incredibly well regarded in their space.- The ideal candidate will have a few years at a leading bulge-bracket firm and an extensive transaction history- Read more […]
SQL, SAS, VBA MI Analyst
The manager will support business management analytics in leading aggressive and ambitious step change in the quality and delivery of management information within debt finance.- Support in developing a global platform for delivering self-service MI solutions and regular timetabled output.- Support in rationalising existing internal reporting and development of a consolidated reporting suite.- Provide clear line of sight of information transformation to source data with appropriate quality controls and rigour.- Build clear understanding of the deal life cycle from origination Read more […]
Liquidity Reporting Manager
Produce accurate, timely and transparent liquidity reporting for o Internal Stakeholders (e.g. Treasury Committee Board of Directors)o External Stakeholders (e.g. FSA Rating Agencies) Set appropriate liquidity limits for all businesses and monitor adherence Manage, maintain and evolve the Firm`s liquidity risk appetite and liquidity stress tests Communicate liquidity polices to global business units and assist them with their liquidity management Maintain a medium term funding plan for the Group Monitor funds transfer pricing and identify efficienciesRequired- Read more […]
Financial Reporting Accountant/Manager
Responsibility for establishing and maintaining a strong Financial Control framework within the Retail BankAreas of focus for Financial Reporting Accountants will include:- Assisting the Retail Financial Control Managers to maintain, track and improve the monthly Retail close process by driving improvements to the hard close control KPIs and improving the reporting guidance to Retail businesses.- Delivery of “no surprises” reporting by ensuring a proactive approach to the identification and management of Financial Control issues or weaknesses.- Driving consistency of IFRS Read more […]